Wealth Advisor Jobs

About The Position

Requirements

• 2+ years of experience in the financial services industry with an emphasis on financial, retirement and estate planning
• An equivalent combination of experience, education and/or training as approved by Human Resources
• SIE, Series 7, Series 63, 65 and/or 66 as required by state
• Certified Financial Planner OR Chartered Financial Consultant
• General Experience - 13 months to 3 years
• Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)

Nice To Haves

• Bachelor’s degree in a related field strongly preferred
• Bachelor’s: Business Administration (Required)
• Bachelor’s: Finance (Required)

Responsibilities

• Partners with Financial Advisor to review clients’ current portfolio design, understand client goals, enter client data, and conduct financial analysis.
• Evaluates overall individual and employer-based retirement needs, researches various options, and recommends plans
• Researches and provides recommendations related to risk management concerns, including insurance.
• Designs and recommends a tailored financial analysis or comprehensive financial plan for clients and prospects that meet their short and long-term financial needs and goals.
• Prepares presentations that clearly communicate the recommendations and alternatives related to the client’s financial analysis and comprehensive plan design.
• Researches information as necessary on a case-by-case basis and writes customized financial plan observations and recommendations for each client
• Prepares files for meetings with existing and new clients
• Prepares, coordinates and follows through on any needed communication with new or existing clients
• Continuously monitors clients’ financial situations with detail and accuracy, with the ability to understand their overall financial picture
• Responds to client questions by telephone, email and occasional personal visits.
• Educates clients on the functions of various securities markets and the principal factors that affect them.
• Provides guidance on estate planning options and techniques.
• Conducts research as needed related to assigned client cases, including but not limited to basic income tax questions and other legal issues requesting guidance when appropriate.
• May participate in client presentations.
• May open, transfer, and close customer accounts and maintain appropriate account records.
• May obtain and verify the client’s purchase and sale instructions, enter orders, and follow up on completion of transactions.
• Ensures firm and regulatory policies are followed within compliance standards
• Perform other duties and responsibilities as assigned.

Benefits

• 100% paid Medical, Dental and Vision
• 401k + Match
• Annual Discretionary Bonus
• PTO