Analyst Jobs

About The Position

Requirements

• 3+ Years of experience in Operations Financial Services industry.
• 3+ Years of experience in Microsoft Excel.
• FINRA Registrations SRC Indicator: NRF
• Physical Requirements: Sedentary Work

Nice To Haves

• FINRA Licenses - Series 6 or Series 7
• Knowledge of Mutual Funds
• Record keeper experience (Dividend processing, NSCC trade settlements, large trade notifications, pricing).
• Familiarity with pension and annuity product/business domain knowledge.

Responsibilities

• Oversees and performs daily department functions, including dividends, trade settlements and corporate actions.
• Researches, analyzes and executes complex problems or transactions and has discretion to recommend and implement corrective action as needed.
• Assesses, monitors, and minimizes operational risk within the team.
• Works with internal team and outside vendors to ensure daily responsibilities are met and to enhance processes in order to improve service to clients.
• Acts as the primary coordinator for the department with internal and external auditors to provide requested reporting and reconciliation as needed.
• Assists department manager and senior leaders on corporate initiatives and special projects.
• Schedules and provides ongoing training and development for new and current staff members as necessary.
• Owns decision-making discretion for time-sensitive processes (approving or resubmitting rejected National Security Clearing Corporation trades by daily deadline, QC and sign-off of Nightly Pricing input by daily deadline).
• Covers for department manager when department manager is not available.

Benefits

• superior retirement program
• highly competitive health, wellness and work life offerings