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Senior Analyst, Operations Regulatory & Audit Management

Careers at KKR•Des Moines, IA
•$90,000 - $100,000

About The Position

The Senior Analyst, Operations Regulatory & Audit Management is an experienced individual contributor who independently manages regulatory and audit work and supports complex examinations, inquiries, audits, and remediation efforts. The role owns defined matters and workstreams from intake through completion, including stakeholder coordination, research and analysis, evidence gathering, response preparation, tracking, and reporting. The Senior Analyst exercises sound judgment, identifies potential issues proactively, and works with minimal day-to-day guidance. The role also supports ORAM readiness and process maturity by maintaining playbooks, documentation standards, reporting practices, and governance routines, and by identifying ways to make recurring work more efficient, consistent, and repeatable. The position works directly with Operations, Compliance, Legal, auditors, regulators, and third-party administrators while managing multiple priorities and deadlines. Occasional travel is required.

Requirements

  • 3–5+ years of relevant experience in insurance operations, regulatory response, audit management, compliance, controls, or a related discipline.
  • Demonstrated ability to conduct research and analysis, coordinate stakeholders, and prepare clear documentation or management reporting.
  • Strong written and verbal communication skills.
  • Proficiency with Microsoft Office applications, particularly Excel and PowerPoint.
  • Bachelor's degree or an equivalent combination of education and relevant experience.
  • Ability to work independently, manage competing priorities, and deliver under tight deadlines.
  • Occasional travel required.

Nice To Haves

  • Experience independently managing regulatory, audit, compliance, or other complex cross-functional work.
  • Life, annuity, and/or preneed insurance experience; TPA or third-party administration experience is valued.
  • Experience supporting regulatory examinations, market conduct activity, regulatory inquiries, internal or external audits, or remediation programs.

Responsibilities

  • Independently manage regulatory requests, audit activities, and defined workstreams within larger examinations, inquiries, or remediation programs.
  • Manage internal and external audit requests by coordinating research, analysis, data, and supporting documentation across Operations and third-party administrators.
  • Support Market Conduct Exams, Department of Insurance inquiries, and other regulatory matters, including request tracking, evidence coordination, response development, and follow-up.
  • Conduct research and analysis and communicate findings, risks, and recommendations to ORAM leadership and business partners.
  • Coordinate data gathering and evidence packages and review materials for completeness, accuracy, and consistency before submission.
  • Maintain ownership, milestones, status, and documentation for assigned regulatory and audit matters.
  • Identify potential response gaps, inconsistencies, missed requirements, and emerging concerns, escalating them with recommended next steps.
  • Support implementation and ongoing oversight of regulatory requirements, examination findings, and audit remediation activities.
  • Track remediation commitments, supporting evidence, and closure activities, and follow up with accountable business partners to maintain progress.
  • Compile and analyze examination, audit, and regulatory data to identify trends, repeat issues, and opportunities to strengthen readiness.
  • Maintain ORAM readiness materials, including playbooks, templates, stakeholder maps, checklists, evidence standards, and lessons learned.
  • Support ORAM intake, tracking, reporting, and governance routines to ensure matters are documented, routed, and escalated appropriately.
  • Develop management-ready status updates, reporting, and presentation materials on regulatory, audit, and remediation activity.
  • Lead small-to-medium regulatory or audit-related projects and independently coordinate stakeholders, timelines, and deliverables.
  • Build and maintain effective working relationships with Compliance, Legal, Internal Audit, Operations leaders, third-party administrators, and other partners.
  • Identify opportunities to improve ORAM processes, documentation, and tools, and support implementation of approved enhancements.
  • Serve as a subject-matter resource to Analysts and other team members on assigned regulatory and audit processes.

Benefits

  • Employees may be eligible for a discretionary bonus based on factors such as individual and team performance.

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