Wealth Advisor Jobs

About The Position

Requirements

• Post-secondary diploma or degree in Finance, Business Administration, Commerce, or a related discipline.
• Minimum 5 years of experience in wealth management, financial planning, or investment advisory roles.
• Valid IFC Mutual Fund licensing, Canadian Securities Course (CSC), and life insurance licenses required.
• Or an equivalent combination of education and experience.
• Strong knowledge of financial markets, investment products, and portfolio construction.
• Demonstrated ability to deliver professional, ethical, and compliant financial advice.
• Strong relationship management and communication skills with a member-first focus.
• Deep technical knowledge of investment and financial planning concepts.
• Excellent analytical, problem-solving, and organizational skills.
• High ethical standards and professionalism in all member interactions.
• Ability to work independently while collaborating effectively with internal partners.
• Critical thinking skills with the ability to evaluate complex situations and develop effective solutions.
• Highly motivated self-starter with strong self-management and accountability; demonstrates initiative and acts proactively without the need for direction.
• Advanced communication and interpersonal skills to foster collaboration and trust.
• Data-driven decision-making and portfolio analysis capability.
• Experience presenting at seminars or workshops on financial literacy topics.
• Comfort navigating digital tools and hybrid advisory environments.
• Strong communication, relationship-building, and decision-making skills
• A passion for community involvement and relationship-based banking
• A willingness to learn, adapt, and take ownership of your professional development
• Flexibility and comfort working across multiple branches, teams, and environments
• The ability to think strategically while managing day-to-day responsibilities effectively
• Comfort working within a regulated, compliance-driven environment
• A positive, growth-oriented mindset and the ability to thrive in a dynamic, evolving workplace

Nice To Haves

• Completion of or active pursuit of a Certified Financial Planner (CFP), Personal Financial Planner (PFP), or Chartered Investment Manager (CIM) designation.
• Experience in a credit union, cooperative, or community-based financial institution.
• Strong understanding of retirement, estate, and tax-efficient planning strategies including farm succession planning.
• Proficiency with financial planning software and CRM systems.

Responsibilities

• Provide personalized financial advice and comprehensive wealth management solutions tailored to member goals.
• Conduct detailed financial assessments to understand members’ short- and long-term objectives.
• Develop, implement, and review customized financial plans addressing investments, insurance, retirement, education, estate planning and preservation.
• Provide guidance on asset allocation, risk management, succession planning, insurance solutions, and investment diversification strategies.
• Ensure all advice and recommendations comply with regulatory requirements and internal policies.
• Build strong, trust-based relationships with members through consistent communication, follow-up, and support.
• Serve as a senior advisor supporting members with complex wealth and planning needs.
• Proactively identify opportunities to deepen relationships by introducing relevant financial solutions or referrals (e.g., lending, insurance, or business services).
• Partner with branches and Financial Advisors to ensure smooth transitions as members’ financial needs evolve.
• Champion cooperative values through member-focused advice and service.
• Analyze member portfolios to ensure diversification, performance, and alignment with goals and risk tolerance.
• Execute trades and investment transactions in accordance with regulatory and client mandates.
• Monitor and review portfolio performance, providing periodic updates and recommendations to members.
• Ensure all documentation, disclosures, and client records meet compliance standards.
• Maintain up-to-date knowledge of financial markets, products, and investment trends.
• Deliver advanced financial education to members related to wealth accumulation, retirement readiness, and legacy planning.
• Participate in seminars, workshops, and member education events promoting financial literacy.
• Support member understanding of complex financial and insurance strategies through clear, professional communication.
• Maintain active licensing and adhere to all regulatory requirements.
• Ensure compliance with KYC (Know Your Client), AML, privacy, and conflict-of-interest policies.
• Maintain accurate, complete, and timely documentation of member interactions and transactions.
• Participate in audits, reviews, and continuing education to maintain compliance readiness.
• Partner with other Wealth Advisors, Financial Advisors and branch teams to share insights, leads, and best practices.
• Collaborate with Marketing and Brand teams to promote wealth management services and community presence.
• Support the Director, Sunrise Wealth Management with initiatives related to product development, training, and strategic growth.
• Provide mentorship and informal guidance to Financial Advisors as they develop advisory capability and progress along the wealth advisory career path.
• Participate in community and member education events promoting financial literacy.
• Contribute to department projects and initiatives assigned.
• Maintain professional and technical knowledge through ongoing education and training.

Benefits

• personal growth
• continuous learning
• professional autonomy
• tools, training, and support needed to succeed today and lead into the future.