Branch Manager

Richardson Wealth Ltd • Halifax, NS

23d

About The Position

As a leading Canadian wealth management organization, Richardson Wealth offers the personal touch of a boutique firm while delivering big results. With offices across the country, we are home to some of Canada’s best investment advisors. We’ve embarked on an exciting growth phase – a multi-year transformational journey to enhance our entrepreneurial, high-performing, advisor-centric culture.

This role is responsible for supporting Advisors and their teams and building a collaborative and productive environment. Responsibilities include management of strategic firm initiatives, and the day-to-day operation of the branch. This position is open to both producing and non-producing managers.

This is an existing vacancy.

Requirements

• Minimum 3 years experience in a full service brokerage environment, including compliance supervision experience
• Successful track record of competitive recruiting
• Strong organizational skills
• Excellent communication skills
• Ability to work in a fast-paced environment and meet deadlines
• Use of Dataphile, Microsoft Office Suite, Reuters.
• Must be licensed with CIRO as Registered Representative (RR), Branch Manager and Options Supervisor Course (OSC)

Responsibilities

• Branch execution of firm initiatives and objectives as set by the Director, National Sales
• Recruiting of advisor teams who fit the profile and Richardson Wealth standards
• Daily and Monthly trade supervision
• Review & approval of all new account documentation
• Trade correction review and approval
• Marketing and client correspondence approvals
• Financial plan and IPS approvals
• Management and rollout of initiatives (insurance, banking, etc)
• Monitoring of Branch and Advisor financials

What This Job Offers

• Job Type: Full-time
• Career Level: Manager