Compliance Auditor
Suffolk Regional OTB / Jake's 58 Casino Hotel • Town of Islip, NY47d
Bsa Jobs
5,655 jobs found — updated daily
Member Relationship Specialist
Credit Union of Texas • McKinney, TX47dMember Relationship Specialist
Credit Union of Texas • Garland, TX47dCredit Portfolio Manager III
Atlantic Union Bank Careers • Greensboro, NC47dCredit Analyst II
Southside Bank • Fort Worth, TX47d • OnsiteSenior Teller
Langley Federal Credit Union • Hampton, VA47d • OnsiteConsumer Loan Underwriter
Texas Dow Employees Credit Union • Houston, TX47d • HybridThird Party Risk Management Analyst
Green Dot • Los Angeles, CA47d • RemoteStaff Attorney
SUMITOMO MITSUI TRUST BANK, LIMITED • New York, NY47d • HybridFloat Teller
Farmers National Bank • Danville, KY48d • OnsiteTown Center Branch Leader
Canvas • Denver, CO48d • OnsiteUniversal Banker
Atlantic Union Bank48dSr IT Business Systems Analyst, Workday
CommonSpirit Health • Englewood, CO48d • RemoteGeropsyche Administrator
Sea Mar Community Health Centers • Seattle, WA48d • $110,000 - $120,000Senior Business Systems Analyst (SEI, BOXI)
Canadian Imperial Bank of Commerce • Madison, IL48d • $86,000 - $115,000 • HybridBanking Center Support Specialist
City National Bank of Florida • Palmetto Bay, FL48dUniversal Banker
Farmers Logo 2022 • East Liverpool, OH48dVP Compliance Strategy & Process Automation
The Bancorp Bank, N.A. • Sioux Falls, SD48d • HybridTeller
FNB Bank • Wingo, KY48dSenior Manager - Client Due Diligence
Royal Bank of Canada • Minneapolis, MN48d • $90,000 - $160,000
Compliance Auditor
Suffolk Regional OTB / Jake's 58 Casino Hotel•Town of Islip, NY
About The Position
Core Responsibilities: • Reports directly to Compliance Manager. • Daily reviews of transaction monitoring for BSA SAR reporting obligations. • Conducting independent investigations. • Performing enhanced due diligence on customers. • Assist in compliance cross-functional initiatives to continuously enhance our processes, while balancing the need to support an ever-growing business and staying within our regulatory compliance obligations. • Assist with AML Risk Assessments. • Aggregation of the daily cash in and out transactions for CTR reporting. • Oversight of document destruction per retention guidelines (shredding). • Enforce all departmental and organizational policies and procedures. • Ensure all New York State & Federal BSA Regulations are being followed • Other duties as assigned.
Requirements
- Associates or bachelor’s degree preferred.
- One to two years related experience.
- Finance or accounting background preferred
- Must be able to obtain a New York State Gaming License.
Nice To Haves
- Associates or bachelor’s degree
- Finance or accounting background
Responsibilities
- Reports directly to Compliance Manager.
- Daily reviews of transaction monitoring for BSA SAR reporting obligations.
- Conducting independent investigations.
- Performing enhanced due diligence on customers.
- Assist in compliance cross-functional initiatives to continuously enhance our processes, while balancing the need to support an ever-growing business and staying within our regulatory compliance obligations.
- Assist with AML Risk Assessments.
- Aggregation of the daily cash in and out transactions for CTR reporting.
- Oversight of document destruction per retention guidelines (shredding).
- Enforce all departmental and organizational policies and procedures.
- Ensure all New York State & Federal BSA Regulations are being followed
- Other duties as assigned.
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
Upload and Match Resume
What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Education Level
Associate degree
Number of Employees
1-10 employees
Job Search Resources
Build a Resume for Bsa
The resume builder that gets results.
- Get clear feedback so you look as qualified as you are
- Align your resume with the job to get further in the process, faster
- Take the guesswork out of resume writing
