Sr Internal Auditor - Capital Markets & Investment Banking

Truist•Raleigh, NC

12d

About The Position

The Truist Senior Internal Auditor assists in completing and documenting risk-based internal audit assurance activities, which may include complex assignments. The role interprets audit results, identifies internal control weaknesses, and makes value-added recommendations. The auditor may occasionally lead segments or primary elements of smaller audits or special reviews. The position involves conducting client interviews and documenting complex business processes, evaluating control design, and developing and executing testing strategies that incorporate data analytics. The auditor communicates audit issues to management and the Engagement Manager, creates work papers under Truist Audit Services procedures, and works independently to complete assignments on time. The role also supports junior team members, develops audit, risk assessment, and project management skills, and builds knowledge of Truist’s operations, policies, procedures, banking laws, and regulations.

Requirements

Bachelor’s degree in accounting, business, or a related field, or equivalent education and related training or experience.
Four to six years of banking, auditing, or other relevant experience related to the area of responsibility.
Good decision-making skills.
Strong knowledge of audit principles, practices, and methodologies, including risk assessment and audit documentation.
Good aptitude for learning analytical, audit, and/or facilitation skills.
Ability to understand underlying concepts in complex information.
Ability to identify root causes of problems.
Ability to formulate solutions based on a synthesis of information.
Proficiency with computer applications such as Microsoft Office software products.
Ability to manage multiple priorities of varying complexity.
Ability to work independently with minimal oversight.
English language fluency is required.

Nice To Haves

Appropriate professional certification or candidacy for a certification.
Knowledge of Truist Audit Services audit software and business-specific software.

Responsibilities

Prepare for and lead client interviews, documenting results through narratives, flowcharts, and process maps for complex business processes.
Analyze process documentation to evaluate the design effectiveness and efficiency of controls.
Design and execute testing strategies that incorporate data analytics.
Identify internal control weaknesses, risks, and root causes.
Assist in guiding junior team members to help achieve goals and objectives.
Present and communicate identified audit issues to management and the Engagement Manager.
Develop advanced audit skills and begin developing risk assessment and project management skills.
Deepen knowledge of the organization, operations, policies, procedures, banking laws, and regulations under which Truist operates.
Create work papers in accordance with Truist Audit Services procedures and documentation requirements.
Work independently with minimal oversight and complete work on time and within deadlines.
Receive constructive feedback and apply it to future assignments.

Benefits

Medical insurance
Dental insurance
Vision insurance
Life insurance
Disability insurance
Accidental death and dismemberment coverage
Tax-preferred savings accounts
401(k) plan
At least 10 days of vacation during the first year, prorated based on hire date and full-time or part-time status
10 sick days, prorated
Paid holidays
Depending on position and division, eligibility for a defined benefit pension plan, restricted stock units, and/or a deferred compensation plan