Registered Client Associate

UBS • New York, NY

6d • $55,000 - $75,000 • Onsite

About The Position

The Registered Client Associate works in UBS’s New York International Group branch office in midtown Manhattan, supporting Financial Advisor(s) who provide wealth management solutions to ultra and high net worth clients. The role assists with clients’ short- and long-term financial goals by maintaining client information, educating clients about account services, preparing meeting materials, collecting account documentation, coordinating marketing activities, and keeping a detailed team calendar.

UBS is a global wealth manager and Switzerland’s leading universal bank, with diversified asset management solutions and investment banking capabilities. The company emphasizes collaboration, an inclusive culture, employee growth, and flexible working options when possible. The stated indicative gross base salary for this full-time-equivalent role in New York, New York is USD 55,000–75,000 per year. Additional variable compensation or awards may be provided at UBS’s discretion. Benefits are referenced on the company’s employee-benefits website but are not specified in the posting.

Requirements

• Series 7 and 66 licenses.
• Excellent communication and interpersonal skills.
• Detail oriented.
• Proficient in Microsoft Office Suite.

Nice To Haves

• Ideally 3–5 years of experience in client service within the finance sector.
• Bachelor’s degree preferred, with a focus on Finance.
• Fluency in Spanish is a plus.

Responsibilities

• Keep management systems up to date with client information.
• Educate clients on account services and capabilities.
• Help prepare reports and other materials for client meetings.
• Collect appropriate documentation for opening new accounts and handling service requests.
• Plan team marketing events and maintain marketing materials.
• Provide the team with a detailed calendar of activities.
• Assist Financial Advisor(s) in supporting clients’ short- and long-term financial goals.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed