Manager, Compliance

Intercontinental Exchange Holdings, Inc.•Chicago, IL

7d•$113,300 - $154,500

About The Position

ICE Clear Credit (ICC), a systemically important clearing house regulated by the CFTC, SEC, and Federal Reserve, is seeking a Compliance Manager with a compliance, finance, legal, risk management, and/or regulatory background. As a key member of the ICC Compliance Department, the position reports directly to the Chief Compliance Officer and administers and enforces ICC’s compliance and operational risk programs. The Compliance Manager leads compliance initiatives across regulatory bodies and jurisdictions and contributes to multiple areas of ICC’s compliance operations. The role includes regulatory reporting, examinations and audits, compliance monitoring and training, committee support, business continuity and disaster recovery, information technology and cybersecurity, and anti-money laundering activities.

Requirements

Bachelor’s degree or higher.
At least 5 years of experience in compliance, risk, legal, or internal audit.
Excellent communication, organization, and time management skills, with attention to detail.
Critical-thinking and analytical skills, including the ability to flag and troubleshoot system-related and operational issues.
Ability to manage multiple projects simultaneously and manage other resources.
Proficiency in Word, PowerPoint, and Excel.
Ability to adapt to an evolving regulatory landscape.

Nice To Haves

JD.
Work experience with a regulator or regulated entity, such as a clearing house, exchange, brokerage, bank, or other financial services company.
Familiarity with clearing house regulatory requirements.
SharePoint familiarity.

Responsibilities

Compile regulatory reports and file weekly, monthly, and quarterly reports with regulators.
Create and present reports at governing committees.
Participate in regulatory examinations and internal and external audits, and track regulatory commitments.
Complete tasks related to ICC’s business continuity and disaster recovery programs.
Assist with drafting and revising policies and procedures.
Administer annual compliance and new-hire training, including coordinating and maintaining materials and training rosters.
Assist with the internal compliance monitoring program, analyze results, and help remediate identified gaps or deficiencies.
Monitor clearing participant rule compliance.
Review applicable regulations, monitor compliance, and implement changes as needed to accommodate new rules.
Prepare and organize committee materials, help coordinate committee meetings, and draft minutes.
Assist with tasks related to ICC’s information technology and cybersecurity programs.
Assist with tasks related to ICC’s anti-money laundering program.