As a Vice President Control Manager in Wealth Management Solutions, you help lead the management of operational and compliance risk across an investments business. You understand end-to-end processes, strengthen controls, and support strategic priorities and change. Working with business leaders and stakeholders, you assess risks, identify gaps and trends, and guide timely escalation and remediation. You also use data and emerging technology to improve governance and monitoring and support sustainable risk management as the business evolves. The role partners with teams across the business and control functions, including legal, compliance, risk, operations, technology, and internal audit. It supports regulatory exams, audits, compliance engagements, control assessments, issue remediation, and new business initiatives. Control Management maintains a consistent control environment through a joint accountability model and focuses on control design and expertise, risk and control identification and assessment, issues and control deficiencies, and control governance and reporting.
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Job Type
Full-time
Career Level
Senior