This role involves researching and staying current with compliance laws and regulations, providing guidance to business lines, and assisting with the design and implementation of compliance procedures. The analyst will review marketing materials, monitor regulatory developments, and support the Corporate Compliance Director and Manager in overseeing the Compliance Management Program. Key activities include managing regulatory changes, compliance policies, consumer complaints, and training programs. The position also requires participating in risk mitigation, maintaining awareness of compliance requirements, and delivering excellent customer service. The role emphasizes strong research, analytical, and communication skills, with a commitment to accuracy and precision.
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Job Type
Full-time
Career Level
Entry Level