The Senior Manager, Specialty Compliance and Ethics leads the development and execution of compliance strategies within their area of responsibility. The role monitors regulatory changes, conducts impact assessments, and advises leadership on compliance risks and ethical standards. It manages policy updates and data analysis while fostering integrity and accountability. The manager guides and develops associates, aligns programs with company values and regulatory requirements, and drives continuous improvement and operational excellence. The team develops and executes comprehensive compliance strategies to strengthen operational consistency and regulatory alignment across the organization. It integrates governance, risk management, and communication to address complex compliance challenges and support decision-making. Through collaboration, continuous improvement, and innovation, the team strengthens policies and procedures, supports strategic objectives, and develops scalable solutions for evolving regulatory requirements. The role requires 30%–50% travel throughout the United States. The annual salary range is $90,000–$180,000, with additional annual or quarterly performance bonuses. Certain positions may also include stock.
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Job Type
Full-time
Career Level
Senior