Senior Auditor

JPMorganChase • Jersey City, NJ

38d

About The Position

Join JPMorganChase's Consumer and Community Banking (CCB) Wealth Management Audit Team, where your expertise in risk-based auditing will directly strengthen the firm's control environment. This is an opportunity to lead meaningful audit work across some of the most dynamic areas of wealth management — from investment products to digital investing platforms. You'll partner with talented colleagues across the firm while building the skills and relationships that define a successful audit career. As a Senior Audit Associate within the Consumer and Community Banking Wealth Management Audit Team, you will lead and execute end-to-end audit activities — including planning, testing, control evaluation, issue assessment, and report drafting — while providing independent assurance over the control environment. You will partner closely with Internal Audit colleagues and business stakeholders across multiple lines of defense to deliver risk-based insights and communicate findings to senior management. You will also monitor emerging risks and regulatory developments to help shape audit coverage and drive continuous improvement across the team.

Requirements

• 4+ years of internal or external auditing experience, or relevant business experience
• Bachelor's degree (or relevant financial services experience)
• Professional certification (e.g. CPA, CIA) or willingness to pursue professional certifications
• Experience with internal audit methodology and applying concepts in audit delivery and execution
• Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner

Nice To Haves

• Excellent verbal and written communications skills, with the ability to establish credibility and build strong partnerships with senior business and control partners
• Ability to lead projects and participate in assignments in a team environment
• Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
• Enthusiastic, self-motivated, strong interest in learning, effective under pressure and willing to take personal responsibility/accountability
• Flexible to changing business priorities and ability to multitask in a constantly changing environment
• Understanding of key control management functions such as the management risk and control self-assessment process, oversight of third parties, and governance over new business initiatives

Responsibilities

• Execute audits across a range of Wealth Management businesses, products and functional areas, which may include advisor and supervisory activities, investment and complex products, digital and online investing, and brokerage and advisory services.
• Finalize audit issues and apply risk-based judgment to form an overall view of the control environment; communicate results and themes to senior management
• Build strong working relationships with stakeholders, business management, and other lines of defense (controls, compliance, risk, legal) while maintaining independence
• Partner with Internal Audit colleagues globally to stay current on firmwide programs, standards, and emerging control themes
• Monitor industry/regulatory developments and emerging risks to help inform audit coverage and provide value-added insights
• Own professional development through stretch assignments and continued learning
• Foster a culture of integrity, respect, inclusion, excellence, and innovation

What This Job Offers

• Job Type: Full-time
• Career Level: Senior