Senior Auditor

Intercontinental Exchange Holdings, Inc.•New York, NY

8d•$95,000 - $115,000

About The Position

The Senior Auditor conducts integrated operational, compliance, and financial audits, as well as Sarbanes-Oxley testing of manual and automated controls. The role develops an understanding of the Company’s exchange and clearing operations, assists with audit risk assessments, and completes assignments within established time frames and budgets. The Senior Auditor independently appraises policies and procedures, documents audit work in accordance with departmental standards, and communicates control deficiencies to management. The position maintains relationships with internal and external contacts, drafts or reviews audit reports, and conducts exit conferences with management to discuss findings and responses. It also supervises audits of general business and information technology functions in support of the annual audit plan. Travel to other locations, including international travel, is required for internal audit and training purposes, with travel expected to be 15–25 percent.

Requirements

Bachelor’s degree or higher.
Commitment to maintaining or obtaining an appropriate professional certification, such as CIA, CPA, CFE, or CISA.
At least 3 years of experience in internal audit or equivalent experience.
Excellent communication, organization, and time management skills, with appropriate attention to detail.
Ability to perform multiple projects simultaneously.
Proficiency in Word, Excel, and PowerPoint.
Ability to adapt in a high-growth, rapidly evolving industry.
Ability to travel 15–25 percent, including internationally.

Nice To Haves

Knowledge of the financial services industry, exchange services, futures clearing merchants, clearing organizations, or energy or commodities trading.

Responsibilities

Conduct integrated operational, compliance, and financial audits and Sarbanes-Oxley testing of manual and automated controls.
Develop a thorough understanding of the Company’s exchange and clearing operations.
Assist with the completion of audit risk assessments.
Complete audit assignments within established time frames and budgets.
Perform independent appraisals of policies and procedures.
Document audit procedures in accordance with departmental standards.
Communicate identified control deficiencies effectively to management.
Maintain effective relationships with internal and external contacts.
Draft or review audit reports and conduct exit conferences with management to discuss findings and management’s response.
Travel to other locations as required for internal audit and training purposes.
Supervise audits of general business and information technology functions in support of the annual audit plan.