Registered Client Associate - Atlanta, GA

RBC • Atlanta, GA

5d • Onsite

About The Position

The Registered Client Associate is an integral member of an RBC Wealth Management branch, serving financial advisors and clients in an inclusive, professional, collaborative, and fast-paced environment. The role provides administrative and operational support to one or more Financial Advisors and/or the Branch Director, helping advisors manage and grow their business. The associate serves as a trusted resource by addressing client needs, meeting compliance standards, resolving problems, onboarding accounts, maintaining records, implementing technology changes, and preparing correspondence.

The position involves building and maintaining client relationships, responding to account inquiries, facilitating transfers and transactions, and ensuring appropriate account documentation is obtained and maintained. Goals should align with the business plan of the Financial Advisor or Advisors supported. RBC offers training, development, and learning resources to support career growth, along with coaching and opportunities to take on greater responsibilities.

Requirements

• Bachelor’s degree or job-related experience.
• Strong verbal and written communication, interpersonal, organizational, and client service skills.
• Attention to detail and a mindset focused on making advisors more efficient and effective.
• Series 7 and Series 66 licenses, or Series 63 and Series 65 licenses.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative in handling account inquiries and customer needs, escalating to financial advisors when appropriate.
• Meet compliance standards by obtaining and maintaining appropriate account documentation and communicating with clients about required items.
• Facilitate transfers of funds and securities, complete trades in client accounts, and process checks, wires, and ACH transactions in a timely manner.
• Provide administrative and operational support to one or more Financial Advisors and/or the Branch Director.
• Service clients, research problems, process account forms and related paperwork, and maintain appropriate account records.
• Prepare client correspondence and enter unsolicited orders in client accounts.
• Align goals with the overall business plan of the Financial Advisor or Advisors supported.

Benefits

• Bonuses and flexible benefits as part of a comprehensive Total Rewards Program.
• Competitive compensation, commissions, and stock where applicable.
• Coaching and management opportunities to support development.
• Flexible work/life balance options.
• Opportunities to take on progressively greater accountabilities.
• Access to a variety of job opportunities across the business.
• Training, development, and learning resources.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level