Product Manager

Ameriprise•Minneapolis, MN

2d•Onsite

About The Position

Join Ameriprise. This role serves as the Product Manager for the financial planning product, with the primary focus on compliance and risk management. The Product Manager will lead compliance-related testing and audit activities, serve as the subject matter expert, and ensure policies and controls are maintained to support regulatory and business requirements.

Requirements

Bachelor’s degree or equivalent experience
5+ years of experience in financial services, compliance, risk management, or related field
Experience supporting audits, compliance testing, or control activities
Strong written and verbal communication skills, with the ability to influence and partner across functions

Nice To Haves

Prior experience serving as a compliance subject matter expert
Experience working with cross‑functional teams including Legal, Risk, Compliance, and Technology
Working knowledge of financial planning and associated regulatory requirements
Series 7 and Series 24

Responsibilities

Maintain, update, and enforce product policies, standards, and documentation.
Serve as subject matter expert on financial planning and advice policies, answering questions from the field and home office.
Partner with internal stakeholders to ensure regulatory requirements and internal control expectations are understood and met.
Execute and/or coordinate business actions required for the department’s written supervisory procedures (WSPs) and investment adviser policies and procedures (IAP&Ps).
Coordinate annual update to the AFPS Client Disclosure Brochure and associated supplements.
Actively manage relationships with Legal, Compliance and Supervision partners.
Support ongoing product governance activities, including reviews, approvals, and reporting.
Identify and recommend changes to policies and procedures.
Assist in complex analytics and problem solving.
Support team initiatives and cross-organizational projects.