Financial Advisor - Charlotte, NC

FitzGerald Financial Group - Division of TowneBank Mortgage • Charlotte, NC

4d • Onsite

About The Position

TowneBank has a culture that is committed to exquisite service for its members, leading to a reasonable rate of return for shareholders, a bright future for dedicated bankers, and a leadership role in promoting the social, cultural, and economic well-being of the community. The bank is focused on giving back to the regions it serves, reinvesting deposits into the community through loans, resulting in significant growth and development. As a hometown bank, its family members, directors, and employees are active volunteers, serving on numerous boards and donating their time and talents to local organizations.

Requirements

• Series 7, 63 and/or 66 (or equivalent) Life Insurance license
• Strong educational background or equivalent professional experience conducive to providing advice and analyzing investment portfolios
• General computer skills to include competence in Windows and MS Outlook

Nice To Haves

• Previous experience providing investment advice in either a brokerage firm, the investment division of a financial institution or an investment advisory practice
• Existing client base
• Documented production history
• Clean compliance record
• Complete competence in Microsoft Word, Excel, Outlook

Responsibilities

• Have a thorough understanding of investment products and services
• Make suitable investment recommendations to clients based on knowledge of individual client goals, objectives and current financial standing
• Provide for timely execution of both buy and sell orders
• Properly process check deposits and security deposits in a timely manner
• Maintain regular communication with clients to ensure goals and objectives are understood and in line with current investment recommendations
• Maintain all industry required continuing education
• Adhere to all compliance standards as required by broker-dealer
• Obeys all applicable federal laws, rules, and regulations relating to Anti-Money Laundering (AML) including the Bank Secrecy Act (BSA)

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: Associate degree