Compliance Senior

Anders • Chesterfield, MO

2d • $70,000 - $85,000

About The Position

Anders is seeking a Compliance Senior to join its Audit and Assurance Services Department. The role works on consulting procedures for financial institutions of various sizes and charter types, supporting the Engagement Partner, Manager, and/or Supervisor with engagement strategy, planning, review, and interpretation of findings. The Senior may work at client premises, manage engagements in the field, and perform consulting procedures. The position also includes training and on-the-job support for team members.

Requirements

• Excellent written and verbal communication skills.
• Client-service orientation and ability to interact at all levels of management.
• Ability to work autonomously.
• Strong organizational skills and attention to detail.
• Strong analytical, mathematical, and critical-thinking abilities.
• Ambition, drive, and initiative in completing tasks.
• Ability to multitask and handle several engagements at a time.
• Foundational knowledge of federal compliance regulations related to lending, with ability to begin interpreting and applying this knowledge to client situations.
• Proficiency with Microsoft Office, including Excel, Word, Outlook, and Teams.
• Proficiency with Adobe Acrobat.
• Ability to travel to client sites, which may require overnight travel.
• Bachelor’s degree in a business-related field, or three years of experience in a compliance-related position at a financial institution, emphasizing lending compliance.
• Understanding of consulting services.
• Authorization to work in the United States now and in the future without requiring sponsorship.

Nice To Haves

• Knowledge of Bank Secrecy/anti-money laundering, deposit operations, ACH, ALM, or internal audit/DE.
• Compliance-related professional designation.
• Two to five years of auditing experience.
• Experience using Fieldguide and data analytic software such as Centrax, Excel, APRWin, APYWin, or one or more AML monitoring systems.

Responsibilities

• Complete compliance consulting engagements.
• Conduct consulting procedures on client institution records to evaluate compliance with applicable rules, regulations, and related guidance.
• Determine the effectiveness of internal controls and the potential impact of internal control deficiencies.
• Examine records to determine compliance with client institution policies.
• Prepare working papers and selected portions of reports detailing findings and recommendations for client institutions.
• Prepare working paper binders and select samples for upcoming consulting procedures.
• Provide training and on-the-job support to team members.

Benefits

• Professional development opportunities.
• Benefits supporting mental, physical, and financial wellness.
• Work Flex program, with options to work from the Chesterfield office, Downtown St. Louis office, remotely, or in a hybrid arrangement, and to switch between these options.

What This Job Offers

• Job Type: Full-time
• Career Level: Senior