Compliance Officer

MillTech•New York, NY

3d•Hybrid

About The Position

MillTech provides advanced FX Hedging and Cash Investment solutions to increase market access, reduce costs and automate manual workflows. With a focus on automation, integration and connectivity, we have pioneered an independent risk management and liquidity solution for fund managers, institutions and global corporates, which is purpose-built to deliver best execution at scale. Since its inception in 2020, the MillTech platform has grown to support over $500bn in annual FX volume and over $35bn in client programs and is now trusted by some of the world’s largest institutions. In 2026, MillTech announced a $60m minority investment from the growth equity arm of Apax Partners which valued the company at $325m. As part of our next phase of growth, we will be opening an office in New York City this year. Headquartered in London, the world’s largest FX hub, MillTech provides services to clients in the United Kingdom, United States, Canada, Switzerland, Belgium, Denmark, Ireland, Luxembourg, Norway and Liechtenstein. MillTech is authorised and regulated by the UK’s Financial Conduct Authority (FCA FRN 911636) and registered with the USA’s National Futures Association (NFA). MillTech is seeking a Compliance Officer to lead the compliance function for our New York office. Reporting the Group Chief Compliance Officer, you will assist with the design, implementation, and continuous improvement of our compliance program. This is a high visibility role for a leader who can pair deep regulatory expertise with pragmatic, business enabling judgment.

Requirements

10+ years of compliance experience in financial services, with 5+ years in a senior leadership role (CCO, Deputy CCO, or equivalent).
Deep knowledge of SEC, FINRA, NFA and NYDFS regulatory frameworks; hands-on experience managing regulatory examinations.
Expertise in AML/BSA, sanctions, and anti-fraud regimes.
FINRA Series 14 or 24
Proven ability to influence executives and boards, and to build compliance functions that scale with the business.
Impeccable integrity, sound judgment, and clear, direct communication.

Nice To Haves

Relevant certifications (CAMS, CRCP, or similar) preferred.

Responsibilities

Own and evolve the firm's compliance program, policies, and code of ethics across all business lines.
Serve as primary liaison with regulators, including the SEC, FINRA, NFA and other federal and state authorities; manage examinations, inquiries, and filings.
Oversee AML, KYC, and sanctions (OFAC) programs, including suspicious activity monitoring and reporting.
Monitor regulatory developments and translate them into practical guidance for the business.
Lead compliance risk assessments, testing, surveillance, and remediation of identified issues.
Advise senior leadership on compliance risks affecting new products, markets, and strategic initiatives.
Build, mentor, and scale a high performing compliance team; foster a strong culture of compliance.
Deliver compliance training and manage employee certifications, personal trading, and conflicts of interest programs.