Compliance Analyst - Risk Based Testing

Wintrust Financial Corporation•Rosemont, IL

23h•$50,000 - $65,000•Onsite

About The Position

The Compliance Analyst - Risk Based Testing assists with testing as part of implementing an effective, proactive compliance program to help ensure the organization maintains the compliance level required by its regulatory agencies. The role maintains expertise in laws, regulations, and rulings governing the Bank’s activities, keeping current through regulatory updates, classes, and seminars. It also supports compliance reviews, policy and procedure review, product requirement accuracy, and marketing material compliance.

Requirements

0–3 years of banking and/or banking compliance experience.
One or more years of regulatory compliance and/or internal audit experience in a financial institution.

Nice To Haves

Bachelor’s degree preferred.
CRCM preferred.

Responsibilities

Maintain knowledge of laws, regulations, and rulings governing the Bank’s activities and stay current with regulatory updates through reading, classes, and seminars.
Use creative thinking and problem-solving to identify areas for improvement and offer viable, innovative solutions.
Conduct compliance reviews.
Review proposed changes to and existing Bank policies and procedures for compliance with applicable laws and regulations.
Ensure the accuracy of compliance-related requirements for Bank products.
Review marketing materials to ensure compliance.
Manage time effectively to meet deadlines and complete projects with quality.
Maintain confidentiality and protect Bank-sensitive information and materials.