Associate Financial Analyst

Fidelity Investments • Westlake, TX

1d

About The Position

The Financial Analyst supports the group’s daily reserve computation under SEC Rule 15c3-3 and monthly net capital reporting under SEC Rule 15c3-1. The role also supports daily responsibilities such as monitoring critical balance movements, performing reconciliations, and ensuring data completeness and accuracy across regulatory reporting workflows. The analyst works with internal teams to research and resolve exceptions, maintain process documentation, and contribute to enhancements that strengthen reporting controls and efficiency.

Fidelity’s Regulatory Reporting team is responsible for SEC and FINRA reporting obligations for the firm’s regulated broker-dealers, including National Financial Services, LLC. The team performs daily reserve computations to protect customer assets, monitors net capital requirements, and reconciles the firm’s cash banking activities. In partnership with Controllers, Compliance, Operations, and other functional groups, the team serves as a control function for the firm’s financial reporting obligations.

Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Current onsite expectations vary by role and location and may evolve as the rollout continues; the transition does not apply to fully remote roles. Fidelity will not provide immigration sponsorship for this position. Hiring may be restricted for individuals with certain criminal histories due to applicable laws and regulations.

Requirements

• Bachelor’s degree in Finance, Accounting, or a related field.
• Strategic thinking and ability to take an end-to-end view of issues and develop multiple solutions.
• Advanced experience with software applications including Excel, PowerPoint, and Business Objects.
• Demonstrated aptitude for building financial models for complex processes.
• Excellent written and verbal communication skills, including communicating effectively with business partners at varying organizational levels.
• Knowledge of Microsoft Excel, Word, and Access.
• Ability to work in a fast-paced, deadline-driven organization and drive projects to completion.
• Flexible, self-motivated approach, with energy, enthusiasm, and intellectual curiosity.
• Excellent problem-solving skills, including prioritizing work, breaking down issues, taking an end-to-end view, and proposing alternative solutions.
• Ability to manage and prioritize multiple detailed processes in a time-sensitive environment.

Responsibilities

• Support daily reserve computations under SEC Rule 15c3-3.
• Support monthly net capital reporting under SEC Rule 15c3-1.
• Monitor critical balance movements.
• Perform reconciliations and ensure data completeness and accuracy across regulatory reporting workflows.
• Research and resolve exceptions with internal teams.
• Maintain process documentation.
• Contribute to enhancements that strengthen reporting controls and efficiency.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level