Wealth Management Associate

UHY•Newburgh, NY

3d•Onsite

About The Position

The Wealth Management Associate provides essential support to the Wealth Manager and assists clients with investment strategies and other financial matters. This client-facing role requires knowledge of financial products, UHY service offerings, and complex financial data, as well as sound judgment, professionalism, and a commitment to excellent client service. The associate researches market trends and collaborates with the Wealth Manager on investment strategies; manages client relationships and serves as a key contact; supports clients with investment products, financial planning tools, and services; and responds to client questions and concerns, escalating issues when appropriate. The role also involves processing investment paperwork for approval, preparing customized proposals and presentations, analyzing financial statements, portfolios, and market data, and handling administrative tasks such as scheduling, communications, and record maintenance. Work takes place in a professional office environment with minimal distractions. Local travel to client and prospect businesses for meetings is expected. The role requires prolonged periods of sitting and working at a computer and the ability to lift up to 15 pounds. UHY describes itself as a professional services firm providing audit, tax, consulting, and advisory services, primarily to middle-market clients. It offers a collaborative work environment, competitive compensation, and benefits including group health insurance, dental and vision coverage, 401(k) retirement plans, and paid time off.

Requirements

Bachelor’s degree in finance, accounting, or a related field.
1–3 years of experience in financial services, wealth management, or a related field.
NASD Series 7 and 63 licenses, or ability to obtain them within a designated time frame.
Previous experience working in wealth management, including internship experience.
Proficiency with Microsoft Excel, PowerPoint, and industry-related software.
Comfort making presentations and speaking to audiences.
Ability to sit for prolonged periods and work in front of a computer screen for long periods.
Ability to lift up to 15 pounds.

Nice To Haves

CFP certification is advantageous.
CFA certification is advantageous.
Experience working in a CPA or multidisciplinary professional services firm.

Responsibilities

Research market trends and assist the Wealth Manager in creating and executing investment strategies.
Manage and maintain client relationships on behalf of the Wealth Manager, serving as a key point of contact.
Provide timely and accurate support regarding investment products, financial planning tools, and services.
Address and resolve client questions and concerns, escalating them to the Wealth Manager when appropriate.
Complete and submit investment-related paperwork, including applications, transfer forms, and withdrawal requests, for approval.
Prepare customized investment proposals and presentation materials for prospective and current clients.
Analyze financial statements, client portfolios, and market data to support client reporting and recommendations.
Perform day-to-day administrative functions, including scheduling, responding to client communications, and maintaining organized client records.
Travel locally to client and prospect businesses for meetings.