Wealth Management Associate
About The Position
The Wealth Management Associate provides essential support to the Wealth Manager and assists clients with investment strategies and other financial matters. This client-facing role requires a strong understanding of financial products, UHY service offerings, and complex financial data. The ideal candidate demonstrates sound judgment, professionalism, and a commitment to excellent client service. The position supports investment research and strategy execution, client relationship management, investment and financial planning services, client reporting, proposal preparation, and day-to-day administrative tasks. It is conducted in a professional office environment with minimal distractions and includes expected local travel to client and prospect businesses for meetings. The role has no supervisory responsibilities.
Requirements
- Bachelor’s degree in finance, accounting, or a related field.
- 1–3 years of experience in financial services, wealth management, or a related field.
- NASD Series 7 and 63 licenses, or ability to obtain them within a designated time frame.
- Previous experience, including internship experience, working in wealth management.
- Proficiency in Microsoft Excel, PowerPoint, and industry-related software.
- Comfort making presentations and speaking to audiences.
Nice To Haves
- CFP certification.
- CFA certification.
- Experience working in a CPA or multidisciplinary professional services firm.
Responsibilities
- Research market trends and assist in creating and executing investment strategies in collaboration with the Wealth Manager.
- Manage and maintain client relationships on behalf of the Wealth Manager, serving as a key point of contact.
- Provide timely and accurate support on investment products, financial planning tools, and services.
- Address and resolve client questions and concerns, escalating to the Wealth Manager as appropriate.
- Complete and submit investment-related paperwork, including applications, transfer forms, and withdrawal requests, for approval.
- Prepare customized investment proposals and presentation materials for prospective and current clients.
- Analyze financial statements, client portfolios, and market data to assist with client reporting and recommendations.
- Perform day-to-day administrative functions, including scheduling, responding to client communications, and maintaining organized client records.
Benefits
- Group health insurance.
- Dental coverage.
- Vision coverage.
- 401(k) retirement plan.
- Generous paid time off (PTO) allowances.
- Competitive compensation tailored to the role, qualifications, and expertise.
- Collaborative and supportive work environment where teamwork is valued.
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Entry Level
