Sr Business Control Specialist - Enterprise Credit COO
About The Position
This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include providing analytical and administrative support for LOB or ECF specific processes and tools to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within the LOB or ECF by evaluating data to help identify, track, and report issues and control improvements for remediation. The Candidate (Regulatory Management Team) will review transactions and loan documentation to confirm certain regulatory requirements are met for multiple control processes that may include Reg U, Reg W and FCRA.
Requirements
- 3-5 years of experience in risk management, compliance, underwriting or operations
- Ability to execute in a production environment with a positive, energetic attitude and work independently and self-manage multiple tasks
- Familiar with underwriting platforms such as CreditCenter, GUS, Workplace and document repository systems such as EDR and Squirrel
- Detailed oriented and demonstrated high regard for data accuracy
Nice To Haves
- Strong oral and written communication skills including the ability to communicate effectively with leadership, Compliance and Audit
- Familiarity with commercial/corporate loan agreements
- Regulatory, audit, and/or issue management experience
Responsibilities
- Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ensure adherence to enterprise-wide standards
- Supports the monitoring and testing of controls by evaluating data to identify issues and control improvements for remediation
- Implements optimized controls and enhanced Quality Assurance (QA) practices to support business continuity efforts
- Conducts and coordinates quality inspection reviews to enhance employee performance and control effectiveness
- Performs QA activities including executing on controls, managing cases, and reporting results
- Executes initiatives by identifying areas of potential testing automation, procedural updates, thematic trends, test script updates, and coaching opportunities to enhance QA program success
- Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection reviews and evaluates data and information relevant to inspection metrics to support governance activities for dashboard reporting
- Review documentation to ensure requirements are met
- May perform peer reviews to confirm compliance with policy and procedures
- Provide guidance and coaching on requirements necessary to ensure adherence with internal policy and designated regulation
Benefits
- affordable, competitive and flexible benefits
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
