Specialist - Compliance
About The Position
The Specialist - Compliance performs daily BSA/AML audits using internal tracking software and available casino information to support property-wide compliance. The role reviews and researches casino documentation for transactions that may require SAR filings, prepares CTRs and SARs for review by the Compliance Manager/BSA Officer and timely filing, and maintains detailed records and files documenting transactions. The Specialist periodically audits events and procedures, investigates and helps resolve compliance issues across casino areas, and assists with reviewing and improving processes and procedures related to CSR’s, MICS, and policy standards. The role also supports the development of internal controls, policies, and procedures; performs audits required by MGCMICS; monitors employee compliance training programs; liaises with internal and external auditors, IRS, and MGC personnel; and assists with reports for Missouri Gaming Control. The position is expected to provide superior customer service, ensure compliance with regulations within its area of responsibility, report potential issues to management, and maintain strict confidentiality in departmental and company matters.
Responsibilities
- Perform daily BSA/AML audits using internal tracking software and available casino information.
- Review and research casino documentation for transactions that may result in SAR filings.
- Prepare CTRs and SARs for review by the Compliance Manager/BSA Officer and timely filing.
- Maintain accurate, detailed records and provide support to the Compliance Manager/BSA Officer.
- Periodically audit events and procedures for compliance with BSA and internal controls.
- Investigate and assist in resolving compliance issues across casino areas, including Internal Audit.
- Review processes and procedures for improvement and effectiveness related to CSR’s, MICS, and policy standards.
- Assist in developing related internal controls, policies, and procedures.
- Perform audits required by MGCMICS.
- Assist in monitoring employee compliance training programs.
- Liaise with internal and external auditors, IRS, and MGC personnel.
- Maintain organized, detailed records and files documenting transactions.
- Assist in compiling reports for Missouri Gaming Control.
- Provide superior customer service in accordance with department and company standards and programs.
- Ensure compliance with regulations within the area of responsibility and report potential issues to management.
- Maintain strict confidentiality in departmental and company matters.
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What This Job Offers
Job Type
Full-time
Education Level
No Education Listed
