Specialist - Compliance
About The Position
The Specialist - Compliance performs daily BSA/AML audits using internal tracking software and available casino information to support property-wide adherence. The role reviews casino documentation for transactions that may require SAR filings, prepares CTRs and SARs for review by the Compliance Manager/BSA Officer and timely filing, and maintains detailed records and files documenting transactions. The specialist periodically audits events and procedures, investigates and helps resolve compliance issues across casino areas, and assists with evaluating and improving processes and procedures related to CSR’s, MICS, and policy standards. The role also supports the development of internal controls, policies, and procedures; conducts audits required by MGCMICS; monitors employee compliance training; liaises with auditors and regulatory personnel; and assists in compiling reports for Missouri Gaming Control. The position promotes superior customer service, ensures compliance with applicable regulations within its area of responsibility, reports potential issues to management, and maintains strict confidentiality in departmental and company matters.
Responsibilities
- Accurately and efficiently perform daily BSA/AML audits using internal tracking software and available casino information.
- Review and research casino documentation for transactions that may result in SAR filings.
- Prepare CTRs and SARs for review by the Compliance Manager/BSA Officer and timely filing.
- Maintain accurate, detailed records and provide support to the Compliance Manager/BSA Officer.
- Periodically audit events and procedures to ensure compliance with BSA and internal controls.
- Investigate and assist in resolving compliance issues across all areas of the casino, including Internal Audit.
- Assist in reviewing processes and procedures to identify needed improvements and assess effectiveness related to CSR’s, MICS, and policy standards.
- Assist in developing related internal controls, policies, and procedures.
- Perform audits as required by MGCMICS.
- Assist in monitoring employee compliance training programs.
- Liaise with Internal and External Auditors, IRS, and MGC personnel as necessary.
- Maintain organized, detailed records and files documenting transactions.
- Assist in compiling reports for Missouri Gaming Control.
- Promote and demonstrate superior customer service in accordance with department and company standards and programs.
- Ensure compliance with regulations within the area of responsibility and report potential issues to management.
- Maintain strict confidentiality in departmental and company matters.
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What This Job Offers
Job Type
Full-time
Education Level
No Education Listed
