Senior Manager, TDS Governance & Control
About The Position
TD Securities' (TDS) Governance & Control (G&C) team partners with the TDS businesses globally to design, implement, maintain, and monitor effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent implementation – across all TDS businesses – of all risk, control and governance programs, initiatives, policies, and strategic business projects. The TDS G&C team acts as the primary contact for the TDS businesses, working closely with subject matter experts from each TDS business line. The team works together with the business leaders to implement TDS G&C methodologies, policy frameworks, standards and practices and are key members of enterprise projects / programs requiring TDS representation.
Requirements
- Strong business acumen and data analytical capabilities – ability to consolidate information into clear, concise analysis in support of business decisions
- High level of proficiency in Microsoft Powerpoint and Excel
- Relationship builder with a proven ability to partner, build confidence and influence multiple stakeholders at all levels across the organization
- Ability to thrive in a fast-paced environment
- Forward thinking and strategic thinking capabilities in order to support the business in developing and executing on governance, risk management and control solutions
- Effective at managing multiple priorities and tasks at the same time
- Flexibility to quickly adapt to changing and ambiguous initiatives or requirements and ability to work collaboratively across functions
- Ability to influence at senior executive levels and motivate others, including those who do not have a direct reporting relationship
- Strong communicator, with excellent oral, written and presentation skills
- Organizational awareness & the ability to balance the viewpoints of various stakeholders
- 10 years of relevant industry and governance, risk, internal control and/or compliance experience
Nice To Haves
- Project management expertise will be considered an asset
- Knowledge of TDS businesses preferred
- Experience in developing policy and control frameworks, writing policy and /or procedure will be considered an asset
- Experience with Tableau or comparable data analytics and visualization tools will be considered an asset
- Undergraduate degree
- Professional designation, such as CPA, CA, LLB and/or MBA preferred
Responsibilities
- Develop and implement an exam and audit management process for TDS G&C, working with business subject matter experts
- Demonstrate a strong understanding and promote awareness of key audit, risk and compliance programs to support a strong risk culture
- Act as the lead for TDS G&C audit and regulatory reviews
- Support the management of the TDS G&C audit and exam within established deadlines
- Effectively manage ad-hoc audit and regulatory requests within established deadlines
- Establish strong relationships and maintain an efficient interaction model with business partners, other G&C leads, and Risk and Control Partners such as Audit, Compliance and Risk Management
- Foster an environment and culture that encourages productivity, innovation, process improvement, teamwork, and a high level of professionalism
- Ability to operate in an evolving environment
Benefits
- health and well-being benefits
- savings and retirement programs
- paid time off
- banking benefits and discounts
- career development
- reward and recognition programs
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Senior
