Senior Auditor - US Compliance

TD•Wilmington, DE

10d•$67,820 - $97,220•Onsite

About The Position

The Senior Auditor is an experienced audit professional who provides guidance and assistance to the supported function, applies sound audit or business knowledge, and independently completes assigned tasks from end to end. The role handles confidential information with discretion and conducts audit work according to established plans and standards. It performs control testing, including walkthrough documentation and test-script development and execution, identifies issues, and helps coordinate communications with stakeholders throughout the audit process. The role also reviews internal controls, shares findings and suggestions with stakeholders and audit leadership, follows up on regulatory and internal divisional audit findings, and contributes specialized input to audit projects and initiatives. The position supports compliance with internal policies, enterprise frameworks, methodologies, and applicable regulatory guidelines. It helps identify control weaknesses and efficiency opportunities, prepares analysis and reporting, manages assigned workload and timelines, monitors relevant developments, and assists with communicating audit findings to management and broader audiences. The Senior Auditor works collaboratively across businesses, supports team goals and knowledge transfer, and contributes to a positive, productive work environment. The role is based in Wilmington, Delaware, and includes occasional domestic travel.

Requirements

Undergraduate degree required.
At least 3 years of relevant experience.
Sound audit or business conceptual knowledge.
Ability to independently perform assigned tasks from end to end.
Ability to process and handle confidential information with discretion.

Responsibilities

Conduct audit work based on established audit plans and execute audits in accordance with established standards.
Execute control testing, including documenting walkthroughs, developing and executing test scripts, and identifying issues.
Help coordinate communication with stakeholders throughout the audit process.
Support reviews of internal controls and share findings and suggestions with stakeholders and audit leadership.
Follow up on findings from regulatory and internal divisional audits in accordance with firm policy.
Provide input to audit projects and initiatives as a representative for the area of specialization.
Adhere to internal policies, procedures, enterprise frameworks, methodologies, and applicable regulatory guidelines.
Contribute to reviews of internal processes and activities and help identify control weaknesses or failures and opportunities to improve operational efficiency.
Develop and provide complex reporting, analysis, and assessments at the functional or enterprise level as needed.
Prioritize and manage workload to deliver quality results within assigned timelines.
Keep current on emerging trends and developments and apply business knowledge and analytical tools and techniques where appropriate.
Assist in preparing and sharing audit findings and presentation materials with management and broader audiences.
Identify key issues and escalate them to appropriate levels and relevant stakeholders when required.
Contribute to analysis, due diligence, and implementation of initiatives within the defined area of responsibility.
Enhance knowledge and expertise in the role's area and support a positive, service-oriented, quality-focused, innovative, and collaborative work environment.
Identify and recommend opportunities to improve productivity, effectiveness, and operational efficiency.
Establish effective relationships across multiple businesses and participate in knowledge transfer within the team and business units.
Achieve individual goals and support team goals and divisional objectives.