Senior Auditor - US Compliance

TD Bank•Wilmington, DE

2d•$67,820 - $97,220•Onsite

About The Position

The Senior Auditor is an experienced audit professional within TD’s Audit line of business, providing guidance and assistance to the supported function. The role requires sound audit or business conceptual knowledge and the ability to independently perform assigned tasks from end to end, while handling confidential information with discretion. The position conducts audit work under established audit plans and standards, tests controls, supports stakeholder communication, reviews internal controls, follows up on audit findings, and contributes to audit projects and initiatives. The role also contributes to internal process and control reviews, reporting and analysis, preparation of audit findings and presentations, issue escalation, and implementation of initiatives in its area of responsibility. It collaborates across businesses and teams, supports knowledge sharing, and works toward individual and team goals. The position is based in Wilmington, Delaware, and is listed at 40 hours with occasional domestic travel.

Requirements

Undergraduate degree required.
At least 3 years of relevant experience.
Sound audit or business conceptual knowledge.
Ability to independently perform assigned tasks from end to end.
Ability to process and handle confidential information with discretion.

Responsibilities

Conduct audit work based on established audit plans and execute audits in accordance with established standards.
Test controls, including documenting walkthroughs, developing and executing test scripts, and identifying issues.
Help coordinate communication with stakeholders throughout the audit process.
Support reviews of internal controls and share findings and suggestions with stakeholders and audit leadership.
Execute follow-up on findings from regulatory and internal divisional audits in accordance with firm policy.
Provide input to audit projects and initiatives as a representative for the area of specialization.
Adhere to internal policies and procedures, enterprise frameworks and methodologies, and applicable regulatory guidelines.
Contribute to reviews of internal processes and activities and help identify control weaknesses, failures, and opportunities to improve operational efficiency.
Develop and provide complex reporting, analysis, and assessments at the functional or enterprise level, as needed.
Prioritize and manage workload to deliver quality results within assigned timelines.
Keep current on emerging trends and developments, build knowledge of the business and analytical tools and techniques, and apply them where appropriate.
Assist in preparing and sharing audit findings and presentation materials with management and broader audiences.
Assess and identify key issues and escalate them to appropriate levels and relevant stakeholders when required.
Contribute to analysis, due diligence, and implementation of initiatives within the defined area of responsibility.
Continuously enhance knowledge and expertise in the assigned area.
Support a positive work environment that promotes service, quality, innovation, teamwork, and timely communication.
Identify and recommend opportunities to improve productivity, effectiveness, and operational efficiency.
Establish effective relationships across multiple businesses.
Participate in knowledge transfer within the team and business units.
Work toward individual goals and support team members in achieving team goals and divisional objectives.

Benefits

Health and well-being benefits
Savings and retirement programs
Paid time off, including Vacation PTO, Flex PTO, and Holiday PTO
Banking benefits and discounts
Career development
Reward and recognition
Training programs
Online learning platform
Mentoring programs
Variable compensation and incentive awards, potentially including cash and/or equity awards