Regulatory Compliance Management (RCM) Consultant - US Operational Risk

CIBC•Chicago, IL

1d•$115,000 - $135,000•Hybrid

About The Position

The Regulatory Compliance Management (RCM) Officer will assist in the implementation and management of CIBC’s Regulatory Compliance Management Program (RCM Program). The RCM Program establishes CIBC’s firmwide approach to compliance risk oversight and assessment of compliance risk in the US Region. The RCM Officer will support the US RCM Program Manager to ensure the RCM Program is operating effectively and efficiently across various business lines, support functions, and legal entities specifically within the technology and cybersecurity areas. At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 1-3 days per week on-site, while other days will be remote.

Requirements

5+ years’ experience in regulatory compliance, risk management, or compliance audit/testing role with a large banking or financial services organization with a focus in technology and/or cybersecurity compliance.
Working knowledge of compliance risk assessment management or risk assessment and control methodologies.
Familiarity with Federal and state laws and regulations applicable to one or more of the following areas: banking, brokered-dealers, swap dealers, or registered investment advisors or knowledge of regulatory requirements related to enterprise regulatory compliance risk management, particularly with technology and cybersecurity regulations (e.g., FFIEC IT handbooks, NIST CSF guidance, and related Code of Federal Regulations (CFR)).
Strong research, analysis, problem-solving, and decision-making skills with ability to identify risks and issues for escalation to management, as necessary.
Excellent interpersonal skills, including verbal and written communications.
Advanced Excel, Word, and PowerPoint skills.
Ability to manage workload and shift priorities to meet deadlines in a dynamic and rapidly-changing environment.

Responsibilities

Support the regulatory oversight through activities such as researching and analyzing regulatory requirements, including those related to technology and cybersecurity.
Build and maintain strong working relationships with business, technology, and cybersecurity partners and provide support and effective challenge on the RCM Program processes, regulatory changes, risk assessments, controls and deficiencies, with a focus on technology and cybersecurity risk.
Perform analysis on the regulatory inventory and data libraries to identify opportunities to enhance and strengthen the Program, including data quality in all RCM Program systems.
Develop and facilitate training on methodologies, guidelines, templates and educational materials for the RCM Program, as well as job aids and other communications.
Assist with analysis and reporting of RCM Program activities, including developing and maintaining metrics to measure regulatory compliance risk.
Participate as a member in RCM strategic initiatives and projects as assigned by the RCM Program Manager.