Senior Consultant, Regulatory Compliance Management
CIBC•Toronto, ON
•Hybrid
About The Position
The Compliance Department provides timely and proactive advice and independent oversight of CIBC’s compliance with applicable regulatory requirements. Together with the businesses, the Compliance Department works to manage and mitigate regulatory risk. Reporting to the Senior Director, Complaints, Reporting and Analytics, the Senior Compliance Officer, provides specialized expertise, advice, independent monitoring and oversight primarily, but not exclusively, in support of CIBC’s Regulatory Compliance Management (RCM) activities.
Requirements
- Demonstrate experience in writing reports and briefing documents for senior management.
- Quality Assurance Review
- Quality Investigations
- Regulatory Compliance
- Regulatory Requirements
- Risk Assessments
- Strategic Objectives
- Legally eligible to work at the location(s) specified and, where applicable, must have a valid work or study permit.
Nice To Haves
- Previous working experience with data insights/management analytics/business intelligence tools in compliance, risk management, audit, or other governance groups in the financial services industry.
Responsibilities
- Lead the creation, maintenance and assessment of regulatory Group Topics, as well as the identification or creation of mitigations including controls, policies and procedures, as needed.
- Provide advice, recommendations and assistance in developing policies, procedures and communications to ensure compliance.
- Lead the development, review and enhancement of templates and training materials as well as job aids to support the understanding of the requirements and compliance.
- Conduct research and develop recommendations concerning best practices and standards that may be adopted by CRBC.
- Perform analysis, on the current Regulatory Compliance Management libraries, to derive insights and identify opportunities to enhance and strengthen regulatory compliance oversight.
- Lead the development of new and enhance existing compliance reports.
- Lead the assessment, investigation and/or management of inquiries, investigations, or reviews by regulators.
Benefits
- Competitive salary
- Incentive pay
- Banking benefits
- Benefits program
- Defined benefit pension plan
- Employee share purchase plan
- Vacation offering
- Wellbeing support
- MomentMakers, our social, points-based recognition program
- Purpose Day; a paid day off dedicated for you to use to invest in your growth and development
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What This Job Offers
Job Type
Full-time
Career Level
Senior
Education Level
No Education Listed
