Operational Risk - VP (Asset Management))

Nomura Holdings, inc.New York, NY
$160,000 - $185,000Onsite

About The Position

The Operational Risk Management (ORM) function is part of the Risk Management organization and is responsible for developing operational risk frameworks and policies, providing independent oversight over operational risks and challenging the First Line of Defense, monitoring risk appetite compliance, and reporting to senior management and committees. This role will be part of the team overseeing the Investment Management Division (IMD) in the US and contributing to the global coverage team.

Requirements

  • Five or more years of relevant financial services risk management experience with exposure to Asset Management businesses
  • Solid understanding of principles and tools for assessing and managing operational risks.
  • Understanding of risk and control issues impacting Asset Management business lines.
  • Experience in 1LOD, 2LOD or 3LOD in covering risk and control issues in Asset Management
  • Strong communication skills, both verbal and written; ability to produce concise and effective presentations.

Nice To Haves

  • Identify the underlying causes of problems faced by you or your team and define a clear vision and direction for the future.
  • Evaluate all the options for resolving the problems and effectively prioritize actions or recommendations.
  • Inspire team members through effective communication of ideas and motivate them to actively enhance productivity.
  • Engage proactively in professional development and enhance team productivity through the promotion of knowledge sharing.
  • Foster a culture of inclusion and psychological safety in the workplace and cultivate a "Risk Culture" (Challenge, Escalate and Respect).

Responsibilities

  • Actively contribute to the global Operational Risk Management function and Risk Management department to develop and maintain best in class technical, business and administrative practices
  • Responsible for global operational risk coverage of assigned businesses, providing technical expertise and driving consistency in the application of risk and control assessment
  • Provide senior leadership and governance forums with appropriate information regarding the Operational Risk exposures, control effectiveness and remedial actions.
  • Lead special projects / initiatives regionally or globally.

Benefits

  • 401(k) eligibility
  • various paid time off benefits, such as vacation, sick time, and parental leave
  • sign-on bonus
  • restricted stock units
  • discretionary awards
  • eligibility for commissions for applicable sales roles
  • full range of medical, financial, and/or other benefits
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