Manager, FATCA CRS (4470)

TD•Toronto, ON

16d

About The Position

FATCA CRS is part of the Global Compliance department and has a mandate for promoting a culture of regulatory compliance and oversees TD’s FATCA CRS governance regarding compliance to FATCA and CRS regulatory requirements. The FATCA and CRS team has oversight of regulatory compliance risk. The team provides specialized advice and counsel to Risk Owners (businesses and corporate functions), reports and escalates FATCA CRS issues of key importance within TD, provides training and liaises with the segment Compliance Units and the Risk owners. As a Centre of Excellence, and second line of defence Oversight Function, FATCA CRS along with other risk and oversight partners provide objective guidance, independent challenge and risk-based oversight of TD's compliance with FATCA and CRS laws, rules and regulations globally. This role reports to the Senior Manager, FATCA CRS and supports various activities within FATCA CRS, with an emphasis on oversight and support of FATCA CRS Regulatory Compliance Management (RCM) activities as an Oversight Function, reporting, development, implementation and management of governance frameworks, policies and standards.

Requirements

Ability to understand and interpret complex laws and regulations would be considered an asset.
Demonstrate strong: ability to work independently, think critically and make decisions.
collaboration with a variety of stakeholders to influence, build consensus and effect creative and responsive solutions.
attention to detail; and organizational and business awareness.
Exceptional time management and organizational skills with the ability to manage multiple priorities in a fast paced/evolving environment.
Excellent verbal and written communication skills with an ability to interact at all levels of the organization and tailor communications to the intended audience.
Experience developing governance documentation (i.e., policies, frameworks, processes, guidelines), reporting, and presentations.
Proficient in Microsoft Office Applications, Share Point Excel, Visio and PowerPoint
Undergraduate degree (or equivalent)
3+ years relevant experience in a Legal, Compliance and/or Risk Management function

Responsibilities

Maintain FATCA CRS inventory of laws, rules and regulations (LRRs) and mapping to Risk Owners
Provide objective guidance and support to promote strong FATCA CRS controls and processes.
Work with the Compliance Program Management team and the Segment Compliance Units to meet RCM accountabilities as a Secondary Oversight Function and FATCA CRS LRR owner
Provide the Senior Manager with support by managing deliverables specific to scheduled executive escalation and applicable reporting
Support to manage external advisory relationship
Support strategic projects and program governance activities (e.g., uplift and maintain FATCA CRS documentation/engagement models in alignment with new regulatory compliance management (RCM) and risk standards)
Support strategic transaction due diligence (Canada and/or cross-jurisdictional) to understand FATCA and CRS risks associated with proposed transactions TD is looking to undertake.
Maintain strong relationships with key stakeholders and be an ambassador for FATCA CRS program across the organization
Contribute to, and support, the execution of the FATCA CRS strategy and programs
Assess/identify key issues/risks and escalate to appropriate levels, where required.
Participate fully as a member of the FATCA CRS team through collaboration and identify ways to innovate our processes.
Assist in the development, implementation and maintenance of FATCA CRS governance documentation (e.g., policies, standards, guidelines and processes).
Lead/support special projects, risk related incidents, external/internal audits as required.