Investment Specialist

Fifth Third Bank • Charlotte, NC

1d

About The Position

The Investment Specialist supports investment management oversight for Advisor Solutions accounts, including new business due diligence, initial investment reviews, annual Regulation 9 reviews, and related risk management monitoring. The role gathers and analyzes account, allocation, performance, transaction, and investment policy data to support timely and accurate reviews, identify exceptions, and help ensure investment activity aligns with fiduciary obligations, applicable policies, client objectives, and risk guidelines.

The position also supports review documentation and control activities, researches investment questions and exceptions, collaborates with Trust Advisors, Investment teams, Advisor Solutions partners, and other internal stakeholders, and contributes to process improvements that promote consistency, accuracy, and efficiency. Additional duties may be assigned as team needs and priorities change.

Requirements

• Bachelor’s degree in Accounting, Finance, Economics, Business, or a related field, or equivalent work experience.
• Experience in investment management, investment oversight, fiduciary administration, asset management, or a related financial services discipline.
• Working knowledge of investment review processes, account documentation, asset allocation concepts, and fiduciary risk considerations.
• Proficiency with Microsoft Office tools, including Word and Excel.
• Typically 5+ years of work or practical experience demonstrating proficiency in investment review execution, analytical problem solving, fiduciary risk awareness, communication, and attention to detail.

Nice To Haves

• Typically 7+ years of work or practical experience across relevant skills.
• Experience supporting investment review activity across open architecture or third-party advisor platforms.
• Knowledge of Regulation 9 review requirements and fiduciary investment management practices.
• Comfort using performance, allocation, transaction, and account reporting tools to support analysis.
• Ability to identify opportunities to streamline review workflows and improve control effectiveness.
• Progress toward CTFA, CFA, CFP, or another relevant designation.

Responsibilities

• Perform investment reviews for Advisor Solutions accounts, emphasizing new account, initial, 60-day, and recurring Regulation 9 review activity.
• Collect and validate account, performance, transaction, asset allocation, investment policy, and other relevant data for investment reviews.
• Research investment exceptions, questions, and issues, and partner with stakeholders to support timely remediation.
• Monitor account allocations and assets against applicable investment guidelines, risk parameters, and investment policy requirements.
• Support risk management monitoring, review documentation, and control activities that demonstrate prudent fiduciary oversight.
• Collaborate with Trust Advisors, Investment teams, Advisor Solutions partners, and other internal stakeholders to obtain information and resolve review-related questions.
• Maintain accurate review documentation and contribute to process improvements that increase consistency, accuracy, and efficiency.
• Perform other duties as assigned and adapt to new tasks or changing priorities.

Benefits

• Comprehensive benefits programs supporting employees’ and families’ physical, financial, emotional, and social well-being.
• Eligibility to participate in an incentive compensation plan, with payments based on company, line of business, and/or individual performance.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level