Investment Services New Business Review Lead

COUNTRY Financial • Bloomington, IL

6d

About The Position

Handles inbound requests from advisors and provides support to team members in the investment services division. Manages all new business calls and reviews paperwork to ensure efficient processing of new business. Provides information about products, investment options, account setup, taxation and regulatory/compliance questions, online access, contributions, distributions, transfers/rollovers/conversions, excesses/recharacterizations, and general account information. This role makes an impact by handling inbound requests from advisors and clients, providing case management, and ensuring efficient processing of new business. It also involves managing new business calls and reviewing paperwork, addressing non-suitability issues and facilitating communication. Additionally, it assists with account setup, maintenance, and transfers, ensuring accuracy and compliance, and provides information about products, investment options, account setup, taxation, regulatory/compliance questions, and general account information.

Requirements

• Typically requires 4+ years of relevant experience.
• FINRA registrations and Life Health Insurance license may apply to some levels within this family.

Responsibilities

• Handle inbound requests from advisors and clients, providing case management, and ensuring efficient processing of new business.
• Manage new business calls and review paperwork, addressing non-suitability issues and facilitating communication.
• Assist with account setup, maintenance, and transfers, ensuring accuracy and compliance.
• Provide information about products, investment options, account setup, taxation, regulatory/compliance questions, and general account information.

Benefits

• medical
• dental
• vision
• disability
• life
• 401(k) with company match

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed