Investment Compliance Analyst

Brown Advisory•Baltimore, MD

21h•$70 - $80•Onsite

About The Position

Brown Advisory, a global leader in investment management, is seeking a highly motivated Investment Compliance Analyst to join our global Compliance team in Baltimore. This role is well-suited for professionals with investment management experience who thrive in a fast-paced, collaborative environment and are eager to contribute to a global compliance program. As a member of the Investment Compliance team, you will play a critical role in interpreting and translating client mandates and regulatory requirements into systematic trading controls. This role requires a strong sense of ownership, intellectual curiosity, and accountability. Candidates must be comfortable managing their responsibilities independently while maintaining a high standard of accuracy and transparency. You will work closely with stakeholders across the firm, support portfolio management activities, and contribute to initiatives that enhance efficiency, strengthen controls, and mitigate risk.

Requirements

Bachelor’s degree from an accredited institution
3+ years of experience in investment management or a related area
Experience with Charles River Investment Management Solution (CRD/CRIMS) is preferred, or familiarity with rules-based logic within any Order Management System (OMS)
Familiarity with regulatory frameworks (40 Act and UCITS)
Proficiency in Microsoft Office applications, including Outlook, Teams, and Excel
Entrepreneurial mindset with a proactive approach to problem-solving, innovation, and continuous improvement
Exceptional analytical, problem-solving, and communication skills
Meticulous attention to detail and organizational excellence
High ethical standards and discretion when handling confidential information
Collaborative mindset and ability to work effectively in team settings
Ability to work onsite in our Baltimore office
Applicants must be authorized to work in the United States without the need for current or future employer-sponsored work authorization (e.g., H-1B , O-1, F-1 (OPT), TN, or any other non-immigrant visa classifications that require employer support or sponsorship).

Responsibilities

Design, implement, and maintain trading controls within the Charles River Investment Management Solution (CRD/CRIMS) based on client guidelines and regulatory standards
Develop proficiency in logic-based rules implementation within Charles River
Monitor pre- and post-trade compliance across a range of accounts, including private client and institutional portfolios, mutual funds, ETFs, and UCITS
Partner with investment teams to navigate trading controls and support portfolio management decisions
Prepare, interpret, and distribute daily compliance reports to internal stakeholders
Collaborate with client and relationship teams to draft and review Investment Policy Statements
Lead and contribute to projects that enhance compliance infrastructure and streamline trade life-cycle processes
Identify potential compliance vulnerabilities and recommend corrective actions
Design and conduct sustainability screens in MSCI for investments on behalf of clients and UCITS with sustainable investment mandates
Investigate and resolve cases generated out of the firm’s Market Abuse Surveillance system
Contribute to ad hoc compliance team initiatives