Toronto Internal Audit & Financial Advisory (Financial Services) Manager

Protiviti • Toronto, ON

1d • CA$87,000 - CA$137,000 • Hybrid

About The Position

Protiviti is looking for an Internal Audit & Financial Advisory Manager to join our growing Financial Services team. Protiviti’s Financial Services practice is widely recognized as a leading provider of consulting services across the three lines of defense for financial institutions. We empower our clients to be more effective and efficient in a way that is risk-sensitive, regulatory compliant, well controlled, and enabled by leading technologies.

As a Manager, you’ll partner with our clients to solve complex business problems and provide impactful advice and solutions. You’ll develop lasting relationships with client personnel and further these relationships through quality product delivery. You’ll foster a network within the business community and serve as an ambassador of Protiviti in the market. You will also be a mentor, trainer, and coach to Consultants and Senior Consultants as you facilitate the successful completion of project work plans. By focusing on clients and engagements in the financial services industry, you’ll partner with highly regulated clients and deepen your expertise in financial services regulations.

Requirements

• Demonstrated experience with audit methodologies and developing important internal audit deliverables, including process flows, work programs, audit reports, and control summaries.
• Demonstrated experience with risk and control programs.
• Demonstrated experience with business processes such as Accounts Payable, Accounts Receivable, Inventory, Revenue with knowledge of accounting operations and/or financial frameworks.
• Demonstrated experience with commonly used International Professional Practices Framework, including COSO and PCAOB.
• Demonstrated experience with Sarbanes-Oxley Act provisions and methodologies for achieving compliance.
• Demonstrated experience with The Institute of Internal Auditors (IIA’s) code of ethics and compliance requirements.
• Demonstrated experience with financial services industry regulations and hands-on industry knowledge.
• Demonstrated experience evaluating, summarizing, organizing, and interpreting data.
• Demonstrated experience establishing and cultivating business relationships and a professional network, including with senior executives.
• Ability to translate and communicate risk topics and audit issues to client personnel, including executives.
• Leadership and direct supervisory experience of teams including conducting performance appraisals, mentoring and coaching, oversight and review of work, coordination across teams, and understanding how to motivate.
• Bachelor’s degree in a relevant discipline (e.g., Accounting, Finance, or business-related field).
• 5+ years working in internal audit, consulting, assurance services, or related field, either in professional services or within the financial services industry.
• Proficiency in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio and Access.

Nice To Haves

• Professional Certification such as CPA, CIA, CFE, or similar strongly preferred.

Responsibilities

• Partner with clients to solve complex business problems and provide impactful advice and solutions.
• Develop lasting relationships with client personnel and further these relationships through quality product delivery.
• Foster a network within the business community and serve as an ambassador of Protiviti in the market.
• Serve as a mentor, trainer, and coach to Consultants and Senior Consultants.
• Facilitate the successful completion of project work plans.
• Partner with highly regulated clients and deepen expertise in financial services regulations.
• Identify areas of business and process risk, and opportunities to improve efficiency, increase performance, and help clients manage risk.
• Promote a positive team culture that fosters open communication among all engagement team members.
• Create development opportunities for others, including participating in the creation and rollout of training, and ways for your team to improve our clients and communities.
• Participate in the preparation of client proposals and strategies to win new business.
• Work with a diverse portfolio of clients across the financial services industry.
• Leverage AI to enhance personal productivity as well as internal audit and SOX activities, including planning, fieldwork and reporting.

Benefits

• Protiviti practices a hybrid model, which is a combination of working in person with a purpose and working remotely. This model creates meaningful experiences for our people and our clients while offering a flexible environment.
• The ratio of remote to in-person requirements varies by client, project, team, and other business factors.
• Our people work both in-person in local Protiviti offices and on client sites, which can include local or out-of-state travel based on our projects and client requests and commitments.

What This Job Offers

• Job Type: Full-time
• Career Level: Manager