Compliance Specialist

SAP Taulia

About The Position

Taulia is seeking a Compliance Specialist to join our growing Risk and Compliance team. As a Compliance Specialist, you will work under the guidance of the Financial Crimes Risk Manager to assist in the onboarding and monitoring of Taulia's customers. Your role will involve supporting various compliance tasks, including Know Your Customer/Business (KYC/B), anti-money laundering (AML), and sanctions processes. We're looking for someone with some experience in these areas and familiarity with both local and international laws and regulations related to AML/KYC/KYB matters. This is an excellent opportunity to contribute to Taulia's compliance efforts and grow your skills in the field.

Requirements

2+ years of experience in a compliance, risk management, or related role, preferably in the fintech or financial services industry.
Strong analytical skills and attention to detail.
Excellent communication and interpersonal skills.
Ability to work independently and prioritize tasks effectively.
Basic understanding of financial regulations, export regulations, and compliance principles.
Advanced level of proficiency using Microsoft Office (V-lookups, and Pivot tables).
Demonstrated interest in and familiarity with AI tools and technologies, with a willingness to apply them to improve efficiency and outcomes.
Strong command of English, both written and verbal.

Nice To Haves

Experience with KYC/KYB processes and customer risk rating is a plus.

Responsibilities

Coordinate due diligence on corporate entities during the onboarding process, including reviewing legal entity documents, ownership structures, and beneficial ownership information.
Identify and escalate any potential risks or red flags identified during the KYC review process.
Partner with internal departments, such as Legal, Finance, and Relationship Management, to facilitate supplier due diligence requests from external partners, funders, and vendors.
Maintain accurate and up-to-date records of all KYC activities and documentation.
Maintain and generate compliance reports using various data sources and tools, analyze results, and action requisite output.
Review entity information to confirm validity of Negative News, Sanctions, and PEP screening matches for material adverse reports as part of ongoing monitoring throughout the lifecycle of the customer.