Unpaid - Compliance Intern - Trade Surveillance Support

moomoo • Dallas, TX

18h • Onsite

About The Position

This structured internship is designed as a hands-on learning experience for students interested in financial markets, data analysis, and regulatory compliance within a FINRA-regulated environment. Participants will gain practical exposure to how a clearing firm monitors trading activity, identifies potential risks, and supports regulatory obligations—building skills directly applicable to careers in compliance, risk, and financial services.

Requirements

• Students currently enrolled in an accredited college or university with an interest in: Finance, Accounting, Economics, Business Administration, Data Analytics, Information Systems, Mathematics, Risk Management, Legal Studies, or Computer Science
• Advanced Microsoft Excel and data management skills
• Analytical thinking and attention to detail
• Understanding of financial market structure and regulation
• Professional communication in a regulated business environment
• Work is performed using anonymized or restricted datasets
• No access to personally identifiable information (PII)
• Adherence to firm information security and compliance policies

Nice To Haves

• Experience with Excel (formulas, sorting/filtering, data organization)
• Familiarity with financial markets or brokerage operations (a plus)
• Basic knowledge of SQL or data querying (a plus)

Responsibilities

• Prepare and organize datasets used in trade surveillance reviews
• Support tracking and documentation of alerts and exception cases
• Perform data quality checks to ensure accuracy and completeness
• Assist in creating reports and internal compliance documentation
• Contribute to process improvement and regulatory support projects

Benefits

• Real-world experience in trade surveillance and compliance
• Exposure to regulatory frameworks and financial operations
• Practical, resume-building skills in data analysis and risk monitoring

What This Job Offers

• Career Level: Intern
• Education Level: No Education Listed