The Compliance Analyst will be responsible for assisting with the implementation of the seven elements of the compliance program and supporting elements of Prevention, Detection, and Correction across Compliance functions. This role supports the Compliance team with reviewing and tracking compliance-related activities, responding to inquiries, assisting with Conflict of Interest matters, Code of Conduct investigations, Data Loss Prevention case support, documentation, monitoring, reporting, process improvement, and follow-up activities. Other duties will be assigned as deemed necessary to support Compliance priorities.
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Job Type
Full-time
Career Level
Mid Level
Education Level
High school or GED