Associate Financial Analyst
About The Position
The Financial Analyst supports the group’s daily Reserve Computation under SEC Rule 15c3-3 and monthly Net Capital Reporting under SEC Rule 15c3-1. The role also supports daily monitoring of critical balance movements, reconciliations, and data completeness and accuracy across regulatory reporting workflows. The analyst works with internal teams to research and resolve exceptions, maintain process documentation, and contribute to enhancements that strengthen reporting controls and efficiency. Fidelity’s Regulatory Reporting team manages SEC and FINRA reporting obligations for the firm’s regulated broker-dealers, including National Financial Services, LLC. The team performs daily Reserve computations to protect customer assets, monitors Net Capital requirements, and reconciles cash banking activities. Working closely with Controllers, Compliance, Operations, and other functional groups, the team serves as a key control function for the firm’s financial reporting obligations.
Requirements
- Bachelor’s degree in Finance, Accounting, or a related field.
- Strategic thinking and the ability to take an end-to-end view of issues and develop multiple solutions.
- Advanced experience with software applications such as Excel, PowerPoint, and Business Objects.
- Demonstrated aptitude for building financial models for complex processes.
- Excellent written and verbal communication skills, including the ability to communicate effectively with business partners at varying organizational levels.
- Knowledge of Microsoft Excel, Word, and Access.
- Ability to work in a fast-paced, deadline-driven organization and drive projects to completion.
- Flexible, self-motivated approach, with energy, enthusiasm, and intellectual curiosity.
- Excellent problem-solving skills, including prioritizing work, breaking down issues, taking an end-to-end view, and proposing alternative solutions.
- Ability to manage and prioritize multiple detailed processes in a time-sensitive environment.
Responsibilities
- Support daily Reserve Computation under SEC Rule 15c3-3.
- Support monthly Net Capital Reporting under SEC Rule 15c3-1.
- Monitor critical balance movements.
- Perform reconciliations.
- Ensure data completeness and accuracy across regulatory reporting workflows.
- Work with internal teams to research and resolve exceptions.
- Maintain process documentation.
- Contribute to enhancements that strengthen reporting controls and efficiency.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
