Global Banking & Markets - Dallas - Vice President, Regulatory Reporting - Trade Level- 9732655

Goldman Sachs • Dallas, TX

4d • Onsite

About The Position

Execute key risk and control processes to ensure compliance with non-financial regulatory reporting obligations, in particular Americas’ swap regulations (CFTC Part 45 (P45), CFTC Part 43 (P43), CFTC Part 23 Material Terms Reconciliation (P23 MET Rec), SEC Securities Based Swap (SBS) reporting, and Ontario). Apply extensive subject matter expertise in major Americas swap regulations to detect anomalies in reporting data; delve into complex system infrastructure to understand impact of data flows and booking models on reporting quality; leverage large data sets and samples to reach conclusions. Identify solutions to correct system issues, documenting requirements to high quality, performing tests prior to new code deployment to identify an accurate resolution. Consult on business and functional projects to facilitate commercial activity in adherence with Americas’ swap regulations. Work collaboratively across multiple business lines and stakeholder groups in strategic initiatives across global swap reporting regulations and the broader global Regulatory Operations department. Develop strong relationships with stakeholders in the business, Engineering, Compliance and Legal to support various reporting functions. Train and motivate colleagues to achieve personal and departmental business and risk targets.

Requirements

• Bachelor’s degree (U.S. or foreign equivalent) in Accounting, Finance, Economics, Business Analytics, Actuarial Science, or related field.
• Five (5) years of experience in the job offered or in a related role.
• Five (5) years of working knowledge of derivative financial products, including at least one of equity, fixed income, foreign exchange, commodity and credit derivatives.
• Five (5) years of experience using excel to perform analytics of reporting data for the purpose of assessing correct reporting or reporting anomalies.
• Five (5) years of experience understanding complex workflows and condensing them into a diagrammatic summary for training purposes.
• Two (2) years of working knowledge of the rules underlying CFTC Part 45 (P45), CFTC Part 43 (P43), CFTC Part 23 Material Terms Reconciliation (P23 MET Rec), SEC Securities Based Swap (SBS) reporting or global equivalent.
• Two (2) years of working knowledge of swap data repository vendor offerings, including submission requirements and validations (DTCC, or global equivalent such as TRAX).
• Two (2) years of working knowledge of industry ‘trade eligibility’ vendor offerings (DROIT, or global equivalent).
• Two (2) years of working knowledge of project management and requirement documentation tooling including industry tools such as JIRA, Confluence, Blueprint or equivalent.

Responsibilities

• Execute key risk and control processes to ensure compliance with non-financial regulatory reporting obligations.
• Apply subject matter expertise in Americas swap regulations to detect anomalies in reporting data.
• Delve into complex system infrastructure to understand impact of data flows and booking models on reporting quality.
• Leverage large data sets and samples to reach conclusions.
• Identify solutions to correct system issues, documenting requirements and performing tests.
• Consult on business and functional projects to facilitate commercial activity in adherence with Americas’ swap regulations.
• Work collaboratively across multiple business lines and stakeholder groups in strategic initiatives.
• Develop strong relationships with stakeholders in the business, Engineering, Compliance and Legal.
• Train and motivate colleagues to achieve personal and departmental business and risk targets.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level