U.S. Compliance Co Op

Wellington Management • Boston, MA

7d • Hybrid

About The Position

The Compliance Co-op(s), working in collaboration with compliance professionals, attorneys, analysts, and administrative staff of the Legal , Compliance & Risk Department, will contribute to both ongoing initiatives and new short-term projects focused on regulatory developments, assessing the firm’s compliance programs and implementing enhancements (e.g., to policies, procedures, practices) and exam management . As part of a group of legal and compliance professionals, the Co-op(s) will work with a variety of other internal and external professionals, including Global Relationship Management, Trading, Operations, and Investment Administration i n researching regulatory requirements.

Requirements

• High degree of organizational and problem-solving skills
• Self-motivated and detail-oriented
• Ability to prioritize ongoing and time sensitive goals
• High degree of professionalism
• Enthusiasm, an eagerness to learn, interest in financial markets, and a sense of humor
• Strong academic credentials
• Proficient in Microsoft Excel, Word, and PowerPoint
• Excellent written and verbal communication skills
• Cross-training to ensure optimal performance across functions
• Prior co-op experience
• Foundational understanding of professional workplace dynamics and responsibilities
• Only Northeastern University students are eligible for this program

Nice To Haves

• A legal or financial services focus is preferred

Responsibilities

• Client Due Diligence
• Material Non-Public Information Controls (MNPI) Gap Analysis of Compliance Policies
• Compliance Risk Assessments
• Regulatory Research
• Regulatory Rule Change Research
• Record Retention
• Broker Dealer Compliance Support

Benefits

• retirement plan
• health and wellbeing
• dental
• vision
• pharmacy coverage
• health savings account
• flexible spending accounts
• commuter program
• employee assistance program
• life and disability insurance
• adoption assistance
• back-up childcare
• tuition/CFA reimbursement
• paid time off (leave of absence, paid holidays, volunteer, sick and vacation time)

What This Job Offers

• Job Type: Full-time
• Career Level: Intern
• Education Level: No Education Listed