About The Position

The Trade Desk Associate supports the live trading desk during core U.S. trading hours from the firm’s Miami Beach office. The associate monitors order flow, positions, risk limits, client accounts, and trading-system health; identifies and responds to unusual or problematic orders and alerts; and coordinates issue escalation with trading, compliance, and technology teams. After passing required licensing exams, the associate also communicates directly with institutional and retail clients about orders, executions, and account status through approved, recorded channels. The role includes account onboarding support, detailed incident and action logging, and handoffs between overnight, core-hours, and evening coverage teams. The firm provides systems training and study support for the SIE and Series 7 exams, with additional licenses potentially required. As the associate develops, responsibilities may expand to client relationships and sales. This is an entry-level opportunity; recent graduates are welcome.

Requirements

  • Bachelor's degree from a strong university program, completed or expected to be completed by the start date.
  • Ability and commitment to pass the SIE and Series 7 exams within 30 days of starting; the firm supports study time. Licenses are not required at hire, but licensed duties may not begin until the exams are passed.
  • Eligibility for FINRA registration, including successful background check and fingerprinting.
  • Strong logical and quantitative problem-solving skills and comfort working with numbers.
  • Excellent spoken and written English and confidence speaking directly with clients.
  • Composure under pressure and ability to stay clear-headed when traders need prompt answers.
  • Ability to learn internal systems quickly and follow detailed procedures precisely.
  • Authorization to work in the U.S.
  • Willingness to work full-time in the Miami Beach office with an early-morning start.

Nice To Haves

  • Degree in engineering, computer science, mathematics, physics, economics, or another quantitative field.
  • Internship experience at a broker-dealer, trading firm, fintech company, or another fast-paced operations or technical environment.
  • Already holds the SIE or has passed other demanding professional or academic exams.
  • Working knowledge of the order lifecycle, including order types, routing, fills, and cancels, and the basics of stocks and options.
  • Comfort with Excel; familiarity with SQL or scripting is a plus.
  • Genuine curiosity about how markets and trading systems work.

Responsibilities

  • Monitor live order flow, positions, and risk limits across trading and risk systems throughout the U.S. trading day.
  • Identify rejected, stuck, or unusual orders and risk alerts, and act or escalate according to desk procedures.
  • Remain composed and methodical during fast-moving markets and maintain awareness of system health during busy periods, including the U.S. open and close.
  • Once licensed, respond to institutional and retail client questions about orders, executions, and account status by phone and approved channels such as Slack and WhatsApp.
  • Communicate with clients clearly, accurately, and within regulatory rules using recorded, firm-approved channels.
  • Route unresolved issues to the appropriate trading desk, compliance, or technology contact and follow them through.
  • Monitor onboarding and account systems and help new client accounts progress through each step.
  • Flag incomplete, inconsistent, or unusual account activity for review.
  • Receive the morning handoff from the overnight team and provide the afternoon handoff to the evening team, covering open issues, live risk, and client follow-ups.
  • Maintain clear logs of incidents, escalations, and actions taken.
  • Help train and support newer associates, including the remote coverage team, as the desk grows.
  • Pass the SIE and Series 7 exams under firm sponsorship within the first month and obtain any additional licenses required by compliance, such as the Series 63.
  • Follow written supervisory procedures and use only firm-approved, recorded communication channels.
  • As responsibilities expand, support client relationship and sales efforts, including outreach to active and prospective traders.

Benefits

  • Firm sponsorship and study support for the SIE and Series 7 exams.
  • Opportunity to gain real responsibility on a live trading desk from day one.
  • Career development path into client relationship and sales responsibilities.
  • Performance-based pay as responsibilities grow.
  • Direct learning and collaboration with experienced traders and the team behind the firm’s in-house trading technology.
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