Research - Supervisory Analyst

UBS•New York, NY

43d•$172,500 - $207,500•Onsite

About The Position

We’re looking for a Supervisory Analyst to ensure research meets all legal and regulatory requirements, adheres to UBS's internal policies as specified by Research Management, and works closely and collaboratively with Legal & Compliance, Research Analysts, and Research Management. This role is part of the Americas Supervisory Analyst team, based in New York, which supports the Global Research Department in conjunction with SA teams in APAC and Europe. The role also involves exploring how AI can improve workflows, validating outputs, and aligning with policies, risk standards, and ethical use.

Requirements

A current Series 16 license is required
Strong written and verbal communications skills
Scrupulous attention to detail
Able to work effectively on time-sensitive research products
Well-organized and able to cope in a demanding environment
Able to work collaboratively with a close-knit team of Supervisory Analysts in several locations
Capable of conceiving and recommending constructive solutions to problems
Inquisitive, organized and able to work independently

Nice To Haves

The Series 4 or 24 would be considered a plus
Ideally, 3+ years of experience as a Supervisory Analyst
Experience working on research product from different groups (equity, fixed income, etc.) and from all regions preferred

Responsibilities

Ensure research meets all legal and regulatory requirements
Ensure research meets UBS's internal policies, as specified by Research Management
Work closely and collaboratively with Legal & Compliance, Research Analysts, and Research Management
Explore how AI can improve how we build, deliver, and optimize workflows
Validate outputs and align with policies, risk standards, and ethical use