Sr. Manager, Wealth and Product Risk ＆ Policy Programs
About The Position
As a Sr. Manager within the Wealth & Product Risk & Governance (WP R&G) organization, you’ll play a key role in enabling strategic product and offer initiatives across Wealth Advisory, Banking, and Trust (WABT) and SIPSS. In this role, you’ll help teams move forward confidently by identifying risk, guiding change, and strengthening governance—while supporting business growth.You’ll partner closely with business leaders and second line of defense teams to translate complex risk considerations into practical, scalable solutions. Your ability to think strategically, manage change, and influence across organizations will directly support Schwab’s delivery of trusted, industry‑leading wealth and advice services.
Requirements
- Ability to develop and execute risk change management assessments and implementation plans that support evolving products, platforms, and offers.
- Ability to communicate clearly with senior leaders through written updates and executive‑level presentations.
- Demonstrated ability to balance effective risk mitigation with business enablement in a dynamic financial services environment.
- Working understanding of legal, compliance, and regulatory requirements applicable to broker‑dealers, RIAs, and wealth management organizations.
- Proven ability to build strong partnerships, collaborate across functions, and influence outcomes with diverse stakeholders.
Nice To Haves
- Experience working in risk, control, supervisory, or oversight roles within financial services.
- Experience supporting large‑scale product, platform, or regulatory initiatives in a complex enterprise environment.
- Comfort operating in ambiguity and adapting quickly as priorities evolve.
Responsibilities
- Enabling strategic product and offer initiatives across Wealth Advisory, Banking, and Trust (WABT) and SIPSS.
- Identifying risk, guiding change, and strengthening governance while supporting business growth.
- Partnering closely with business leaders and second line of defense teams to translate complex risk considerations into practical, scalable solutions.
- Thinking strategically, managing change, and influencing across organizations to support Schwab’s delivery of trusted, industry‑leading wealth and advice services.
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What This Job Offers
Job Type
Full-time
Career Level
Manager
Education Level
No Education Listed
