Senior Market Operations Specialist

moomoo • Dallas, TX

13d • Onsite

About The Position

Futu US Inc. is a financial services company operating SEC-registered broker-dealers and a cryptocurrency brokerage under Futu Holdings Limited. Its affiliates provide clearing and execution services, access to U.S. and Asian securities markets, and a data-rich trading platform.

The Senior Market Operations Specialist is part of moomoo’s Market Operations Team and helps ensure smooth market operations, operational excellence, regulatory compliance, and efficient trading processes. The role manages trading and margin functions, supports risk management and regulatory reporting, investigates and resolves operational issues, and works with cross-functional teams on process improvements and strategic initiatives. This position must be based in the office in Jersey City, New Jersey, or Dallas, Texas; remote work is not available.

Requirements

• At least 5 years of experience in the financial industry, with experience directly related to retail market operations.
• Strong understanding of derivatives trading, risk management, and financial markets.
• Ability to work under pressure in a fast-paced environment and make sound decisions in high-stress situations.
• Strong knowledge of margin calculations, collateral management, and trade lifecycle processes.
• Understanding of complex regulatory landscapes and compliance within market operations.
• FINRA Series 3, 4, 7, and 63 licenses.
• Strong technical skills, including the ability to use advanced tools and technology for insights and communication.

Nice To Haves

• FINRA Series 24 and/or Series 9/10 license.
• Bilingual proficiency in English and Chinese.
• Prior experience implementing trading technologies and automation in market operations.
• A history of taking on trading-related projects.

Responsibilities

• Collaborate with the Market Operations Team to manage critical trading and margin functions while maintaining operational excellence and regulatory compliance.
• Execute and oversee daily trading operations tasks, including account-level risk management, margin call resolution, and exception handling.
• Investigate trade discrepancies and resolve operational issues efficiently.
• Work with Product, Clearing, Compliance, and other cross-functional teams to facilitate operations and align with business objectives.
• Assist in developing and implementing system functions to improve operational efficiency and streamline processes.
• Help prepare and submit regulatory reports, ensuring accuracy, timeliness, and compliance with relevant guidelines.
• Track and resolve margin calls and exceptions while maintaining risk management practices.
• Participate in ad hoc projects and initiatives and contribute expertise to their successful completion.

Benefits

• Comprehensive paid medical benefits covering employees and dependents.
• 401(k) employer contribution matching employee contributions.
• Generous paid time off and paid holidays.
• Professional growth and development opportunities, including hands-on learning, skill-building, and cross-functional work.
• Performance-based bonuses and eligibility for a discretionary bonus plan.

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Education Level: No Education Listed