Senior Lead Auditor, Quality Assurance (QA) – Professional Practices & Strategy (PPAS)
About The Position
Internal Audit is the third line of defense and is accountable to the KeyCorp Audit Committee, responsible for providing an independent and objective perspective on KeyCorp's processes and risks through assessment and testing of the adequacy and effectiveness of Key's risk management policies and practices, while also ensuring adherence to applicable laws and regulations. The Senior Lead Auditor within the Professional Practices Quality Assurance function will be responsible for executing the Quality Assurance and Improvement Plan (QAIP) testing for rated reviews, findings and other audit activities. Additionally, this role may assist in delivering training/updates to Internal Audit on QAIP results and applicable findings to further educate the group on areas for improvement. The Quality Assurance team members are responsible to enter, track, and complete remediation plan closure testing of QA findings and remediation plan closure testing of Internal Audit owned findings. Additionally, this role may assist in preparing Audit Committee reporting related to QA results for bi-monthly meetings.
Requirements
- Demonstrate intermediate knowledge of audit concepts with a solid understanding of audit concepts within internal audit including documentation of testing, audit findings and audit reports.
- Consistently demonstrate intermediate business writing skills and cohesively present information effectively to others.
- Prioritize and execute multiple assignments; identifies obstacles within the scope of assignments; proactively communicate delays in assigned deliverables or additional capacity availability; effectively delegate work when necessary.
- Exhibit intermediate leadership skills by leading or providing oversight on department initiatives and projects.
- Identify opportunities for continuous improvement and implementation of strategies to drive team and/or division change; demonstrate ability to draw insight from risk intelligence and regulatory bulletins.
- Exhibit an intermediate understanding of product skills and business, industry and regulatory concepts.
- Demonstrate the ability to perform in an organizational culture of respect and personal accountability.
- 4-6 years of audit or related experience
Nice To Haves
- Bachelor’s Degree
- Master’s Degree
- Relevant professional certification
- Certified Public Accountant (CPA)
- Certified Internal Auditor (CIA)
Responsibilities
- Executing the Quality Assurance and Improvement Plan (QAIP) testing for rated reviews, findings and other audit activities.
- Assisting in delivering training/updates to Internal Audit on QAIP results and applicable findings.
- Entering, tracking, and completing remediation plan closure testing of QA findings.
- Completing remediation plan closure testing of Internal Audit owned findings.
- Assisting in preparing Audit Committee reporting related to QA results for bi-monthly meetings.
- Deliver communication of audit findings and other audit matters identified during the completion of the Quality Assurance Improvement Plan to management.
- Develop relationships with clients; thoughtfully engage in networking with members of your team, within the Internal Audit and across Key, to build lasting relationships.
Benefits
- eligible to earn a base salary in the range of $71,000.00 - $125,000.00 annually
- Placement within the pay range may differ based upon various factors, including but not limited to skills, experience and geographic location.
- Compensation for this role also includes eligibility for incentive compensation which may include production, commission, and/or discretionary incentives.
- list of benefits for which this position is eligible
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What This Job Offers
Job Type
Full-time
Career Level
Senior
