Senior Compliance Officer

Herring Bank

1d•Remote

About The Position

Herring Bank is seeking a Senior Compliance Officer to lead and strengthen our enterprise compliance framework as we continue to expand across markets, digital channels, and specialized banking programs. This role plays a critical part in ensuring regulatory expectations are embedded into the Bank’s growth strategy, with primary oversight across BSA/AML, CRA, third-party/vendor risk management, and digital banking compliance. The ideal candidate brings both technical expertise and the ability to proactively advise leadership on regulatory risk as the Bank evolves.

Requirements

Strong knowledge of BSA/AML, CRA, and consumer compliance regulations
Experience overseeing or supporting vendor/third-party risk management programs
Experience advising on digital banking, fintech, or emerging delivery channels
Ability to translate regulatory requirements into practical, business-aligned guidance
Strong analytical, communication, and cross-functional leadership skills
Bachelor’s degree or equivalent combination of education and experience
5–10+ years of experience in banking compliance or related regulatory roles
Experience supporting regulatory examinations and compliance programs in a banking environment
Must pass credit and background screening

Nice To Haves

CAMS and/or CRCM certifications preferred

Responsibilities

Lead oversight of the Bank’s BSA/AML and sanctions compliance programs, including SARs, CTRs, CIP, CDD, OFAC, and KYC
Ensure alignment with regulatory guidance from FinCEN, FFIEC, and other governing bodies
Oversee high-risk customer due diligence, including specialized banking segments
Evaluate and enhance transaction monitoring systems and financial crime controls
Lead or support the Bank’s CRA program, including assessment areas, reporting, and exam readiness
Partner with leadership to align community development strategy with regulatory expectations
Oversee third-party/vendor risk management, including due diligence, contract review, and ongoing monitoring
Ensure appropriate compliance oversight of fintech partners and external service providers
Advise leadership on regulatory implications of digital banking initiatives, fintech partnerships, and evolving delivery channels
Monitor regulatory developments impacting digital banking and ensure proactive alignment
Integrate compliance considerations into new products, services, and market expansion strategies
Serve as a primary liaison with regulators, auditors, and examiners
Conduct enterprise-wide risk assessments and recommend mitigation strategies
Provide compliance training to employees, leadership, and the Board
Prepare reporting for senior leadership and the Board of Directors
Partner cross-functionally across operations, lending, deposit operations, and executive leadership