Senior Compliance Manager

EZCORP•Midland, TX

10d•Onsite

About The Position

The Senior Compliance Manager is responsible for owning all aspects of the Compliance Management Program for the entities or divisions assigned to them and their constituent products and services. They are also responsible for ensuring ongoing compliance with applicable regulatory requirements affecting those entities, products, and services. The Senior Compliance Manager will assist the Chief Compliance Officer in identifying and assessing compliance risks, informing and advising the Company of its compliance responsibilities, overseeing compliance efforts and controls in the first and second lines of defense, performing testing and monitoring activities to assess compliance with Company policies and regulatory requirements, and reporting compliance matters to senior management and the Board. This role may function as a people manager or as a senior individual contributor, depending on organizational structure.

Requirements

7+ years of related experience in highly regulated industries
Bachelor’s degree highly preferred or relevant, equivalent experience
industry-recognized compliance certifications preferred (e.g., CAMS, CRCM)

Responsibilities

Where applicable, leads a team of Compliance professionals and holds them accountable for maintaining established standards, including responsibility for compensation, performance appraisals, development, and training with a focus on growth through coaching
Serves as a resource and mentor to less senior Compliance Team Members across the department, sharing subject matter expertise and supporting their professional development regardless of reporting structure
Owns and is accountable for the design, implementation, and ongoing oversight of all components of the Compliance Management Program for assigned entities or divisions, using designated compliance technology
Supports a global compliance function by partnering with other compliance leaders across the organization
Analyzes and provides credible challenges to the assessment of the control environment, risk assessments, testing, corrective action plans, and responses to regulatory issues and complaints
Develops and refines compliance routines to support oversight of assigned entities or divisions
Assesses compliance risks and controls while demonstrating consideration for the Company’s reputation and commitment to applicable regulatory requirements
Identifies and evaluates emerging risks and presents findings using various tools, including data analytics
Influences peers and partners across Legal, Operations, Finance, and first-line business functions to drive compliance outcomes without relying on formal authority
Partners with others throughout the organization to support ongoing compliance with policy mandates and regulatory requirements
Participates in the development and approval of business changes, projects, and other items that impact regulatory compliance
Translates complex regulatory topics into executive-ready communications; provides reports on compliance activities for management and the Board
Informs senior management of significant compliance matters that require their attention or action
Participates in discussions with regulators in connection with inquiries, inspections, and exams
Safeguards EZCORP, its clients, and their assets by driving compliance with applicable laws, rules and regulations, adhering to policy requirements, and applying sound ethical judgment regarding personal behavior, conduct and business practices
Performs additional duties as assigned
Actively applies artificial intelligence tools and emerging technologies to automate routine tasks, accelerate problem-solving, and deliver measurable improvements in quality and efficiency within area of responsibility.